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PCF

High Income Securities Fund

39 hedge funds and large institutions have $25.9M invested in High Income Securities Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

15% more funds holding

Funds holding: 3439 (+5)

9% more capital invested

Capital invested by funds: $23.9M → $25.9M (+$2.04M)

0.77% more ownership

Funds ownership: 20.34%21.11% (+0.77%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.1M -$724K -91,036 -13%
BI
2
Bulldog Investors
New Jersey
$4.55M +$1.77M +222,296 +64%
GC
3
Guggenheim Capital
Illinois
$4.01M -$20.5K -2,580 -0.5%
Morgan Stanley
4
Morgan Stanley
New York
$2.84M -$1.12M -140,290 -28%
SCM
5
Saba Capital Management
New York
$2.83M -$95.2K -11,972 -3%
RCM
6
Rivernorth Capital Management
Florida
$2.82M +$603K +75,802 +27%
Wells Fargo
7
Wells Fargo
California
$650K -$12.2K -1,535 -2%
LCM
8
Landscape Capital Management
New Jersey
$635K +$55.8K +7,022 +10%
Invesco
9
Invesco
Georgia
$393K -$19K -2,387 -5%
Bank of America
10
Bank of America
North Carolina
$247K +$30.2K +3,797 +14%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$212K
CRC
12
Curi RMB Capital
Illinois
$193K +$191K +24,060 New
ICOA
13
Investment Centers of America
North Dakota
$167K +$165K +20,711 New
UBS Group
14
UBS Group
Switzerland
$162K +$24.2K +3,042 +18%
GHAM
15
Gilman Hill Asset Management
Connecticut
$160K
PMG
16
ProVise Management Group
Florida
$134K
LPL Financial
17
LPL Financial
California
$115K +$115K +14,409 New
MIC
18
Meridian Investment Counsel
California
$113K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$108K +$31.8K +4,000 +42%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$107K +$106K +13,347 New
CHAM
21
Clear Harbor Asset Management
Connecticut
$103K
AA
22
AQR Arbitrage
Connecticut
$86K -$173K -21,814 -67%
Citigroup
23
Citigroup
New York
$24K +$1.59K +200 +7%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$22K
S
25
SignatureFD
Georgia
$19K

PCF Hedge Fund Activity: Q3 2016 in Review

39 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2016, worth a combined $25.9M — up 8.5% from $23.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PCF positions and 1 closed out — a net gain of 5 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Bulldog Investors, adding an estimated $1.77M. The largest seller was Morgan Stanley, cutting an estimated $1.12M.

  • 39 institutional investors held High Income Securities Fund (PCF) as of Q3 2016, up from 34 in Q2 2016.
  • Funds reported $25.9M of High Income Securities Fund stock for Q3 2016, up 8.5% quarter-over-quarter.
  • 6 funds opened new High Income Securities Fund positions in Q3 2016 and 1 closed out, a net change of +5 holders.
  • The largest High Income Securities Fund buyer in Q3 2016 was Bulldog Investors, an estimated $1.77M added.
  • The largest High Income Securities Fund seller in Q3 2016 was Morgan Stanley, an estimated $1.12M sold.

Based on aggregated 13F filings for Q3 2016.