PCF

High Income Securities Fund
PCF

Overview Fund Activity

39 hedge funds and large institutions have $25.9M invested in High Income Securities Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
39
Holders Change
+5
Holders Change %
+14.71%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$4.55M
2
RCM
2
Rivernorth Capital Management
Florida
$2.82M
3
CRC
3
Curi RMB Capital
Illinois
$193K
4
ICOA
4
Investment Centers of America
North Dakota
$167K
5
LPL Financial
5
LPL Financial
California
$115K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.84M
2
AAM
2
Advisors Asset Management
Colorado
$5.1M
3
AA
3
AQR Arbitrage
Connecticut
$86K
4
SCM
4
Saba Capital Management
New York
$2.83M
5
GC
5
Guggenheim Capital
Illinois
$4.01M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$5.1M 636,269 -91,036 -13%
BI
2
Bulldog Investors
New Jersey
$4.55M 566,995 +222,296 +64%
GC
3
Guggenheim Capital
Illinois
$4.01M 499,649 -2,580 -0.5%
Morgan Stanley
4
Morgan Stanley
New York
$2.84M 354,722 -140,290 -28%
SCM
5
Saba Capital Management
New York
$2.83M 352,793 -11,972 -3%
RCM
6
Rivernorth Capital Management
Florida
$2.82M 351,733 +75,802 +27%
Wells Fargo
7
Wells Fargo
California
$650K 81,088 -1,535 -2%
LCM
8
Landscape Capital Management
New Jersey
$635K 79,118 +7,022 +10%
Invesco
9
Invesco
Georgia
$393K 49,023 -2,387 -5%
Bank of America
10
Bank of America
North Carolina
$247K 30,775 +3,797 +14%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$212K 26,479 – –
CRC
12
Curi RMB Capital
Illinois
$193K 24,060 +24,060 New
ICOA
13
Investment Centers of America
North Dakota
$167K 20,711 +20,711 New
UBS Group
14
UBS Group
Switzerland
$162K 20,195 +3,042 +18%
GHAM
15
Gilman Hill Asset Management
Connecticut
$160K 20,000 – –
PMG
16
ProVise Management Group
Florida
$134K 16,708 – –
LPL Financial
17
LPL Financial
California
$115K 14,409 +14,409 New
MIC
18
Meridian Investment Counsel
California
$113K 14,050 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$108K 13,500 +4,000 +42%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$107K 13,347 +13,347 New
CHAM
21
Clear Harbor Asset Management
Connecticut
$103K 12,900 – –
AA
22
AQR Arbitrage
Connecticut
$86K 10,692 -21,814 -67%
Citigroup
23
Citigroup
New York
$24K 3,034 +200 +7%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$22K 2,670 – –
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$19K 2,356 – –
1
2