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PCF

High Income Securities Fund

38 hedge funds and large institutions have $21.9M invested in High Income Securities Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

9% more funds holding

Funds holding: 3538 (+3)

5% more capital invested

Capital invested by funds: $20.9M → $21.9M (+$989K)

0.21% more ownership

Funds ownership: 19.32%19.53% (+0.21%)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
8
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.02M +$1.4M +189,948 +38%
AAM
2
Advisors Asset Management
Colorado
$4.03M +$294K +39,918 +8%
GC
3
Guggenheim Capital
Illinois
$3.36M +$154K +20,961 +5%
SCM
4
Saba Capital Management
New York
$2.67M -$985K -133,956 -27%
RCM
5
Rivernorth Capital Management
Florida
$1.1M +$128K +17,461 +13%
BI
6
Bulldog Investors
New Jersey
$762K +$766K +104,177 New
KIM
7
Karpus Investment Management
New York
$748K -$46.4K -6,306 -6%
LCM
8
Landscape Capital Management
New Jersey
$625K -$53.4K -7,263 -8%
Wells Fargo
9
Wells Fargo
California
$614K -$241K -32,804 -28%
AA
10
AQR Arbitrage
Connecticut
$532K -$117K -15,923 -18%
Bank of America
11
Bank of America
North Carolina
$367K +$10.2K +1,386 +3%
Invesco
12
Invesco
Georgia
$334K +$123K +16,710 +58%
UBS Group
13
UBS Group
Switzerland
$181K +$34.4K +4,682 +23%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$174K -$1.11M -151,438 -86%
CS
15
Credit Suisse
Switzerland
$171K
SG Americas Securities
16
SG Americas Securities
New York
$164K +$165K +22,446 New
SS
17
Simplicity Solutions
Minnesota
$149K
PMG
18
ProVise Management Group
Florida
$122K
CSA
19
Cottage Street Advisors
Massachusetts
$109K +$107K +14,500 New
LPL Financial
20
LPL Financial
California
$109K +$111K +15,057 New
MIC
21
Meridian Investment Counsel
California
$103K
CHAM
22
Clear Harbor Asset Management
Connecticut
$94K
NPC
23
National Planning Corporation
California
$83K +$91.2K +12,398 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$70K -$44.1K -6,000 -39%
S
25
SignatureFD
Georgia
$35K

PCF Hedge Fund Activity: Q4 2015 in Review

38 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2015, worth a combined $21.9M — up 4.7% from $20.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PCF positions and 6 closed out — a net gain of 3 holders — while 8 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.4M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $1.11M.

  • 38 institutional investors held High Income Securities Fund (PCF) as of Q4 2015, up from 35 in Q3 2015.
  • Funds reported $21.9M of High Income Securities Fund stock for Q4 2015, up 4.7% quarter-over-quarter.
  • 9 funds opened new High Income Securities Fund positions in Q4 2015 and 6 closed out, a net change of +3 holders.
  • The largest High Income Securities Fund buyer in Q4 2015 was Morgan Stanley, an estimated $1.4M added.
  • The largest High Income Securities Fund seller in Q4 2015 was Thomas J. Herzfeld Advisors, an estimated $1.11M sold.

Based on aggregated 13F filings for Q4 2015.