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PCF

High Income Securities Fund

39 hedge funds and large institutions have $28M invested in High Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $25.9M → $28M (+$2.07M)

1.16% more ownership

Funds ownership: 21.11%22.26% (+1.2%)

0% more funds holding

Funds holding: 3939 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
5
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$9.9M +$5.07M +640,019 +113%
AAM
2
Advisors Asset Management
Colorado
$5.2M -$27.6K -3,476 -0.5%
GC
3
Guggenheim Capital
Illinois
$3.55M -$534K -67,394 -13%
Morgan Stanley
4
Morgan Stanley
New York
$2.82M -$89.4K -11,280 -3%
SCM
5
Saba Capital Management
New York
$2.67M -$221K -27,892 -8%
Wells Fargo
6
Wells Fargo
California
$628K -$35.8K -4,521 -6%
Invesco
7
Invesco
Georgia
$529K +$122K +15,435 +31%
LCM
8
Landscape Capital Management
New Jersey
$467K -$175K -22,110 -28%
Bank of America
9
Bank of America
North Carolina
$249K -$4.04K -509 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$234K +$16K +2,024 +8%
UBS Group
11
UBS Group
Switzerland
$231K +$63.1K +7,959 +39%
AA
12
Advisory Alpha
Michigan
$188K +$172K +21,632 New
ICOA
13
Investment Centers of America
North Dakota
$166K -$3.96K -500 -2%
GHAM
14
Gilman Hill Asset Management
Connecticut
$164K
PMG
15
ProVise Management Group
Florida
$137K
LPL Financial
16
LPL Financial
California
$118K +$309 +39 +0.3%
MIC
17
Meridian Investment Counsel
California
$115K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$111K
CHAM
19
Clear Harbor Asset Management
Connecticut
$99K -$7.03K -887 -7%
PAG
20
Private Advisor Group
New Jersey
$91K +$87.2K +11,000 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$86K -$22.9K -2,884 -22%
VKH
22
Virtu KCG Holdings
New York
$86K +$82.8K +10,447 New
Citigroup
23
Citigroup
New York
$23K -$1.59K -200 -7%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$22K
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$19K

PCF Hedge Fund Activity: Q4 2016 in Review

39 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2016, worth a combined $28M — up 8% from $25.9M a quarter earlier.

Fund positioning in PCF was balanced in Q4 2016: 9 funds opened new positions, 9 closed out, 5 added to existing stakes and 11 trimmed.

The largest buyer was Bulldog Investors, adding an estimated $5.07M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $2.82M sold.

  • 39 institutional investors held High Income Securities Fund (PCF) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $28M of High Income Securities Fund stock for Q4 2016, up 8% quarter-over-quarter.
  • 9 funds opened new High Income Securities Fund positions in Q4 2016 and 9 closed out, a net change of 0 holders.
  • The largest High Income Securities Fund buyer in Q4 2016 was Bulldog Investors, an estimated $5.07M added.
  • The largest High Income Securities Fund seller in Q4 2016 was Rivernorth Capital Management, an estimated $2.82M sold.

Based on aggregated 13F filings for Q4 2016.