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PCF

High Income Securities Fund

26 hedge funds and large institutions have $5.66M invested in High Income Securities Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

18% more funds holding

Funds holding: 2226 (+4)

10% more capital invested

Capital invested by funds: $5.14M → $5.66M (+$521K)

2.67% less ownership

Funds ownership: 9.48%6.81% (-2.7%)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$991K -$195K -19,985 -15%
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$664K +$325K +33,400 +79%
BFM
3
Boothbay Fund Management
New York
$657K +$731K +75,000 New
LPL Financial
4
LPL Financial
California
$551K +$236K +24,205 +63%
Wells Fargo
5
Wells Fargo
California
$459K +$162K +16,599 +46%
SWM
6
SeaCrest Wealth Management
New York
$444K +$127K +13,055 +35%
KAS
7
Kestra Advisory Services
Texas
$298K +$145K +14,935 +78%
Bank of America
8
Bank of America
North Carolina
$217K -$1.26K -129 -0.5%
DA
9
Doliver Advisors
Texas
$212K +$236K +24,229 New
CAN
10
Cetera Advisor Networks
California
$177K +$79.1K +8,120 +67%
Morgan Stanley
11
Morgan Stanley
New York
$145K +$11.6K +1,191 +8%
Osaic Holdings
12
Osaic Holdings
Arizona
$131K +$55.5K +5,700 +62%
PMG
13
ProVise Management Group
Florida
$129K
MFG
14
Merit Financial Group
Georgia
$128K +$143K +14,637 New
KOMWMG
15
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$102K -$549K -56,393 -83%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$98K +$109K +11,196 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$95K +$106K +10,878 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$42K +$809 +83 +2%
WC
19
Winmill & Co
New York
$28K
MFA
20
McClarren Financial Advisors
Pennsylvania
$27K +$740 +76 +2%
FIA
21
FNY Investment Advisers
New York
$26K +$29.2K +3,000 New
BWA
22
BDO Wealth Advisors
Florida
$14K
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$10K
US Bancorp
24
US Bancorp
Minnesota
$6K +$6.85K +703 New
UBS Group
25
UBS Group
Switzerland
$4K

PCF Hedge Fund Activity: Q3 2021 in Review

26 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2021, worth a combined $5.66M — up 10% from $5.14M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PCF positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Boothbay Fund Management, opening a new position worth an estimated $731K. The largest seller was Kerntke Otto McGlone Wealth Management Group, cutting an estimated $549K.

  • 26 institutional investors held High Income Securities Fund (PCF) as of Q3 2021, up from 22 in Q2 2021.
  • Funds reported $5.66M of High Income Securities Fund stock for Q3 2021, up 10% quarter-over-quarter.
  • 7 funds opened new High Income Securities Fund positions in Q3 2021 and 3 closed out, a net change of +4 holders.
  • The largest High Income Securities Fund buyer in Q3 2021 was Boothbay Fund Management, an estimated $731K added.
  • The largest High Income Securities Fund seller in Q3 2021 was Kerntke Otto McGlone Wealth Management Group, an estimated $549K sold.

Based on aggregated 13F filings for Q3 2021.