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PCF

High Income Securities Fund

42 hedge funds and large institutions have $19.9M invested in High Income Securities Fund in 2022 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

5% more funds holding

Funds holding: 4042 (+2)

2.37% less ownership

Funds ownership: 34.66%32.3% (-2.4%)

12% less capital invested

Capital invested by funds: $22.7M → $19.9M (-$2.74M)

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$5.81M -$117K -17,565 -2%
BI
2
Bulldog Investors
New Jersey
$1.85M
Invesco
3
Invesco
Georgia
$1.45M +$70.8K +10,612 +5%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$1.24M +$30.2K +4,535 +2%
Bank of America
5
Bank of America
North Carolina
$1.14M +$1,000K +149,970 +583%
LPL Financial
6
LPL Financial
California
$982K +$156K +23,330 +18%
Osaic Holdings
7
Osaic Holdings
Arizona
$958K +$227K +34,075 +30%
NA
8
NewEdge Advisors
Louisiana
$811K -$2.67K -400 -0.3%
YCM
9
Yakira Capital Management
Connecticut
$762K -$17.7K -2,657 -2%
RJA
10
Raymond James & Associates
Florida
$632K +$238K +35,674 +58%
Morgan Stanley
11
Morgan Stanley
New York
$627K +$278K +41,630 +76%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$484K -$74.4K -11,152 -13%
Wells Fargo
13
Wells Fargo
California
$372K -$408K -61,264 -52%
SWM
14
SeaCrest Wealth Management
New York
$269K +$3.91K +586 +1%
MSWM
15
McGlone Suttner Wealth Management
Wisconsin
$268K +$275K +41,237 New
Citadel Advisors
16
Citadel Advisors
Florida
$253K +$259K +38,863 New
GC
17
Guggenheim Capital
Illinois
$204K -$3.32K -498 -2%
MWM
18
Melfa Wealth Management
Massachusetts
$196K +$201K +30,082 New
SWM
19
Silverlake Wealth Management
Vermont
$186K -$6.67K -1,000 -3%
WAM
20
Wolverine Asset Management
Illinois
$150K +$154K +23,128 New
LMKC
21
L.M. Kohn & Company
Ohio
$141K +$49.7K +7,455 +52%
CL
22
CSS LLC
Illinois
$133K
CAN
23
Cetera Advisor Networks
California
$122K
GHAM
24
Gilman Hill Asset Management
Connecticut
$114K +$117K +17,500 New
CCM
25
CTC Capital Management
Illinois
$111K

PCF Hedge Fund Activity: Q4 2022 in Review

42 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2022, worth a combined $19.9M — down 12% from $22.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PCF positions and 6 closed out — a net gain of 3 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $1,000K. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $3.01M sold.

  • 42 institutional investors held High Income Securities Fund (PCF) as of Q4 2022, up from 40 in Q3 2022.
  • Funds reported $19.9M of High Income Securities Fund stock for Q4 2022, down 12% quarter-over-quarter.
  • 9 funds opened new High Income Securities Fund positions in Q4 2022 and 6 closed out, a net change of +3 holders.
  • The largest High Income Securities Fund buyer in Q4 2022 was Bank of America, an estimated $1,000K added.
  • The largest High Income Securities Fund seller in Q4 2022 was Thomas J. Herzfeld Advisors, an estimated $3.01M sold.

Based on aggregated 13F filings for Q4 2022.