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PCF

High Income Securities Fund

40 hedge funds and large institutions have $22.7M invested in High Income Securities Fund in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

11% more funds holding

Funds holding: 3640 (+4)

3.01% less ownership

Funds ownership: 37.67%34.66% (-3%)

13% less capital invested

Capital invested by funds: $26M → $22.7M (-$3.36M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
13
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$6.28M -$403K -54,325 -6%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$3.01M -$3.18M -427,519 -49%
BI
3
Bulldog Investors
New Jersey
$1.96M -$321K -43,159 -13%
Invesco
4
Invesco
Georgia
$1.46M +$1.58M +212,094 New
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.28M +$349K +46,991 +34%
LPL Financial
6
LPL Financial
California
$880K +$84.9K +11,425 +10%
NA
7
NewEdge Advisors
Louisiana
$863K +$8.17K +1,100 +0.9%
YCM
8
Yakira Capital Management
Connecticut
$826K -$764K -102,926 -46%
Wells Fargo
9
Wells Fargo
California
$816K +$15.8K +2,130 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$779K +$335K +45,087 +66%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$694K -$690K -92,947 -48%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$590K +$278K +37,448 +78%
RJA
13
Raymond James & Associates
Florida
$424K -$33.4K -4,500 -7%
Morgan Stanley
14
Morgan Stanley
New York
$378K +$133K +17,954 +49%
SWM
15
SeaCrest Wealth Management
New York
$281K +$23.9K +3,220 +9%
GC
16
Guggenheim Capital
Illinois
$219K +$17.5K +2,350 +8%
SWM
17
Silverlake Wealth Management
Vermont
$204K -$25.3K -3,400 -10%
Millennium Management
18
Millennium Management
New York
$178K +$192K +25,797 New
Bank of America
19
Bank of America
North Carolina
$177K +$24.6K +3,306 +15%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$176K +$190K +25,572 New
CL
21
CSS LLC
Illinois
$141K -$109K -14,708 -42%
CAN
22
Cetera Advisor Networks
California
$129K
CCM
23
CTC Capital Management
Illinois
$117K
MFG
24
Merit Financial Group
Georgia
$101K
LMKC
25
L.M. Kohn & Company
Ohio
$99K -$7 -1 -0%

PCF Hedge Fund Activity: Q3 2022 in Review

40 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2022, worth a combined $22.7M — down 13% from $26M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PCF positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $1.58M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $3.18M.

  • 40 institutional investors held High Income Securities Fund (PCF) as of Q3 2022, up from 36 in Q2 2022.
  • Funds reported $22.7M of High Income Securities Fund stock for Q3 2022, down 13% quarter-over-quarter.
  • 7 funds opened new High Income Securities Fund positions in Q3 2022 and 3 closed out, a net change of +4 holders.
  • The largest High Income Securities Fund buyer in Q3 2022 was Invesco, an estimated $1.58M added.
  • The largest High Income Securities Fund seller in Q3 2022 was Thomas J. Herzfeld Advisors, an estimated $3.18M sold.

Based on aggregated 13F filings for Q3 2022.