PCF

High Income Securities Fund
PCF

Overview Fund Activity

38 hedge funds and large institutions have $44.2M invested in High Income Securities Fund in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 13 increasing their positions, 1 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
+12
Holders Change %
+46.15%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
17
Increased
13
Reduced
1
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$9.08M
2
SIA
2
Sit Investment Associates
Minnesota
$8.59M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$7.11M
4
BI
4
Bulldog Investors
New Jersey
$4.16M
5
RCM
5
Rivernorth Capital Management
Florida
$3.83M

Top Sellers

1
BFM
1
Boothbay Fund Management
New York
$0
2
KAS
2
Kestra Advisory Services
Texas
$0
3
SWM
3
SeaCrest Wealth Management
New York
$293K
4
KOMWMG
4
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$0
5
FIA
5
FNY Investment Advisers
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$9.08M 1,049,833 +1,049,833 New
SIA
2
Sit Investment Associates
Minnesota
$8.59M 992,584 +992,584 New
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$7.11M 822,020 +811,142 +7,457%
BI
4
Bulldog Investors
New Jersey
$4.16M 481,112 +481,112 New
RCM
5
Rivernorth Capital Management
Florida
$3.83M 442,623 +442,623 New
YCM
6
Yakira Capital Management
Connecticut
$2.15M 248,861 +248,861 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.6M 184,538 +184,538 New
NA
8
NewEdge Advisors
Louisiana
$1.04M 119,700 +119,700 New
Baird Financial Group
9
Baird Financial Group
Wisconsin
$1.01M 116,509 +3,346 +3%
Wells Fargo
10
Wells Fargo
California
$967K 111,749 +59,276 +113%
LPL Financial
11
LPL Financial
California
$821K 94,876 +32,033 +51%
RJA
12
Raymond James & Associates
Florida
$505K 58,400 +58,400 New
DA
13
Doliver Advisors
Texas
$392K 45,556 +21,327 +88%
CL
14
CSS LLC
Illinois
$304K 35,160 +35,160 New
SWM
15
SeaCrest Wealth Management
New York
$293K 33,890 -16,798 -33%
SWM
16
Silverlake Wealth Management
Vermont
$285K 32,960 +32,960 New
CCP
17
Clough Capital Partners
Massachusetts
$273K 31,510 +31,510 New
Bank of America
18
Bank of America
North Carolina
$223K 25,750 +1,002 +4%
Osaic Holdings
19
Osaic Holdings
Arizona
$209K 24,097 +9,197 +62%
CAN
20
Cetera Advisor Networks
California
$175K 20,220 – –
Morgan Stanley
21
Morgan Stanley
New York
$154K 17,780 +1,185 +7%
CCM
22
CTC Capital Management
Illinois
$147K 17,000 +17,000 New
MFG
23
Merit Financial Group
Georgia
$127K 14,637 – –
PMG
24
ProVise Management Group
Florida
$127K 14,708 – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$109K 12,604 +1,408 +13%
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