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PCF

High Income Securities Fund

38 hedge funds and large institutions have $22M invested in High Income Securities Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.92% less ownership

Funds ownership: 17.2%16.28% (-0.92%)

4% less capital invested

Capital invested by funds: $23M → $22M (-$956K)

5% less funds holding

Funds holding: 4038 (-2)

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.52M -$867K -104,043 -14%
GC
2
Guggenheim Capital
Illinois
$4.19M -$149K -17,829 -3%
SCM
3
Saba Capital Management
New York
$3.29M +$1.75M +209,515 +115%
KIM
4
Karpus Investment Management
New York
$1.53M -$71.5K -8,581 -4%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.37M -$60K -7,200 -4%
Wells Fargo
6
Wells Fargo
California
$1.16M +$33.2K +3,990 +3%
AQR Capital Management
7
AQR Capital Management
Connecticut
$674K +$23.9K +2,870 +4%
Morgan Stanley
8
Morgan Stanley
New York
$591K +$101K +12,149 +21%
RCM
9
Robinson Capital Management
Michigan
$420K -$1.09M -131,283 -72%
DA
10
Doliver Advisors
Texas
$393K +$391K +46,968 New
RCM
11
Rivernorth Capital Management
Florida
$390K -$343K -41,178 -47%
TCM
12
Texan Capital Management
Texas
$317K
Bank of America
13
Bank of America
North Carolina
$222K -$9.45K -1,134 -4%
U
14
UBS
Switzerland
$210K +$19.8K +2,372 +10%
CS
15
Credit Suisse
Switzerland
$202K +$6.28K +754 +3%
LCM
16
Landscape Capital Management
New Jersey
$153K +$28.1K +3,375 +23%
PMG
17
ProVise Management Group
Florida
$148K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$122K +$25K +3,000 +26%
LPL Financial
19
LPL Financial
California
$120K -$3.28K -394 -3%
MIC
20
Meridian Investment Counsel
California
$118K
Creative Planning
21
Creative Planning
Kansas
$106K -$14.1K -1,694 -12%
Invesco
22
Invesco
Georgia
$100K -$167K -20,086 -63%
SC
23
Scotia Capital
Ontario, Canada
$92K -$8.33K -1,000 -8%
HK
24
Horizon Kinetics
New York
$92K -$1.96K -235 -2%
GHAM
25
Gilman Hill Asset Management
Connecticut
$91K

PCF Hedge Fund Activity: Q1 2014 in Review

38 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q1 2014, worth a combined $22M — down 4.2% from $23M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of PCF and 3 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 10 added.

The largest buyer was Saba Capital Management, adding an estimated $1.75M. The largest seller was Robinson Capital Management, cutting an estimated $1.09M.

  • 38 institutional investors held High Income Securities Fund (PCF) as of Q1 2014, down from 40 in Q4 2013.
  • Funds reported $22M of High Income Securities Fund stock for Q1 2014, down 4.2% quarter-over-quarter.
  • 3 funds opened new High Income Securities Fund positions in Q1 2014 and 5 closed out, a net change of -2 holders.
  • The largest High Income Securities Fund buyer in Q1 2014 was Saba Capital Management, an estimated $1.75M added.
  • The largest High Income Securities Fund seller in Q1 2014 was Robinson Capital Management, an estimated $1.09M sold.

Based on aggregated 13F filings for Q1 2014.