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PCF

High Income Securities Fund

19 hedge funds and large institutions have $5.5M invested in High Income Securities Fund in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

5.16% less ownership

Funds ownership: 20.35%15.19% (-5.2%)

24% less funds holding

Funds holding: 2519 (-6)

46% less capital invested

Capital invested by funds: $10.2M → $5.5M (-$4.65M)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
19
Holders Change
-6
Holders Change %
-24%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$1.3M -$366K -42,822 -18%
Morgan Stanley
2
Morgan Stanley
New York
$870K +$422K +49,279 +59%
AAM
3
Advisors Asset Management
Colorado
$471K -$950K -111,041 -61%
KOMWMG
4
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$463K +$23.3K +2,724 +4%
BI
5
Bulldog Investors
New Jersey
$433K -$1.28M -150,000 -68%
CRC
6
Curi RMB Capital
Illinois
$426K +$406K +47,428 +267%
Ameriprise
7
Ameriprise
Minnesota
$385K +$34.1K +3,986 +7%
Bank of America
8
Bank of America
North Carolina
$285K +$205K +24,000 +122%
MC
9
Matisse Capital
Oregon
$251K +$330K +38,511 New
Wells Fargo
10
Wells Fargo
California
$204K +$10K +1,172 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$146K +$191K +22,363 New
PMG
12
ProVise Management Group
Florida
$109K
FAAS
13
First Allied Advisory Services
California
$86K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$39K +$12.9K +1,507 +34%
WAM
15
Wolverine Asset Management
Illinois
$14K -$317K -37,069 -94%
PFGIA
16
Patriot Financial Group Insurance Agency
Massachusetts
$8K
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$6K -$6.85K -800 -48%
VFA
18
Valeo Financial Advisors
Indiana
$6K
UBS Group
19
UBS Group
Switzerland
$3K
Geode Capital Management
20
Geode Capital Management
Massachusetts
-$447K -49,983 Closed
SIA
21
Sit Investment Associates
Minnesota
-$437K -48,770 Closed
DA
22
Doliver Advisors
Texas
-$102K -11,386 Closed
FIA
23
FNY Investment Advisers
New York
-$49K -5,574 Closed
BRC
24
Bell Rock Capital
Delaware
-$20K -2,275 Closed
NFG
25
Next Financial Group
Texas
-$5K -600 Closed

PCF Hedge Fund Activity: Q1 2020 in Review

19 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q1 2020, worth a combined $5.5M — down 46% from $10.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PCF and 2 opened new positions — a net loss of 5 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $422K. The largest seller was Bulldog Investors, cutting an estimated $1.28M.

  • 19 institutional investors held High Income Securities Fund (PCF) as of Q1 2020, down from 25 in Q4 2019.
  • Funds reported $5.5M of High Income Securities Fund stock for Q1 2020, down 46% quarter-over-quarter.
  • 2 funds opened new High Income Securities Fund positions in Q1 2020 and 7 closed out, a net change of -5 holders.
  • The largest High Income Securities Fund buyer in Q1 2020 was Morgan Stanley, an estimated $422K added.
  • The largest High Income Securities Fund seller in Q1 2020 was Bulldog Investors, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2020.