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PCF

High Income Securities Fund

36 hedge funds and large institutions have $23M invested in High Income Securities Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

5% more capital invested

Capital invested by funds: $21.9M → $23M (+$1.13M)

0.98% more ownership

Funds ownership: 19.53%20.51% (+0.98%)

5% less funds holding

Funds holding: 3836 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.09M +$1.01M +144,448 +26%
Morgan Stanley
2
Morgan Stanley
New York
$4.96M -$63.9K -9,148 -1%
GC
3
Guggenheim Capital
Illinois
$3.5M +$133K +19,029 +4%
SCM
4
Saba Capital Management
New York
$2.82M +$139K +19,911 +5%
RCM
5
Rivernorth Capital Management
Florida
$1.47M +$355K +50,822 +34%
BI
6
Bulldog Investors
New Jersey
$1.14M +$363K +51,883 +50%
LCM
7
Landscape Capital Management
New Jersey
$988K +$346K +49,564 +58%
Wells Fargo
8
Wells Fargo
California
$759K +$138K +19,739 +24%
Invesco
9
Invesco
Georgia
$387K +$50K +7,153 +16%
AA
10
AQR Arbitrage
Connecticut
$385K -$141K -20,122 -28%
Bank of America
11
Bank of America
North Carolina
$197K -$162K -23,230 -46%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$194K +$185K +26,479 New
UBS Group
13
UBS Group
Switzerland
$137K -$42.1K -6,027 -24%
LPL Financial
14
LPL Financial
California
$137K +$26.8K +3,837 +25%
PMG
15
ProVise Management Group
Florida
$122K
CSA
16
Cottage Street Advisors
Massachusetts
$107K
MIC
17
Meridian Investment Counsel
California
$103K
CHAM
18
Clear Harbor Asset Management
Connecticut
$94K
GHAM
19
Gilman Hill Asset Management
Connecticut
$92K +$87.4K +12,500 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$70K
Citigroup
21
Citigroup
New York
$50K +$16.2K +2,311 +52%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$35K -$133K -19,032 -80%
S
23
SignatureFD
Georgia
$35K
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$20K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$16K

PCF Hedge Fund Activity: Q1 2016 in Review

36 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q1 2016, worth a combined $23M — up 5.2% from $21.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PCF and 4 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 10 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.01M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $748K sold.

  • 36 institutional investors held High Income Securities Fund (PCF) as of Q1 2016, down from 38 in Q4 2015.
  • Funds reported $23M of High Income Securities Fund stock for Q1 2016, up 5.2% quarter-over-quarter.
  • 4 funds opened new High Income Securities Fund positions in Q1 2016 and 6 closed out, a net change of -2 holders.
  • The largest High Income Securities Fund buyer in Q1 2016 was Advisors Asset Management, an estimated $1.01M added.
  • The largest High Income Securities Fund seller in Q1 2016 was Karpus Investment Management, an estimated $748K sold.

Based on aggregated 13F filings for Q1 2016.