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PCF

High Income Securities Fund

18 hedge funds and large institutions have $2.94M invested in High Income Securities Fund in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.44% less ownership

Funds ownership: 8.76%6.33% (-2.4%)

10% less funds holding

Funds holding: 2018 (-2)

21% less capital invested

Capital invested by funds: $3.73M → $2.94M (-$791K)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
4
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KOMWMG
1
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$601K +$3.13K +388 +0.5%
Ameriprise
2
Ameriprise
Minnesota
$572K +$23.9K +2,961 +5%
Bank of America
3
Bank of America
North Carolina
$362K +$121 +15 +0%
RCM
4
Rivernorth Capital Management
Florida
$328K -$762K -94,426 -71%
BI
5
Bulldog Investors
New Jersey
$318K -$257K -31,882 -46%
Wells Fargo
6
Wells Fargo
California
$243K -$16 -2 -0%
PMG
7
ProVise Management Group
Florida
$139K
Morgan Stanley
8
Morgan Stanley
New York
$113K -$18.5K -2,295 -14%
FAAS
9
First Allied Advisory Services
California
$109K
Osaic Holdings
10
Osaic Holdings
Arizona
$60K -$46.3K -5,734 -44%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$51K +$1.03K +128 +2%
PFGIA
12
Patriot Financial Group Insurance Agency
Massachusetts
$9K
UBS Group
13
UBS Group
Switzerland
$8K -$12.8K -1,582 -62%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$7K
VFA
15
Valeo Financial Advisors
Indiana
$7K
FFA
16
Founders Financial Alliance
North Carolina
$4K +$4.03K +500 New
WC
17
Winmill & Co
New York
$3K
APA
18
American Portfolios Advisors
New York
$2.5K
PAG
19
Private Advisor Group
New Jersey
-$17K -2,200 Closed
KC
20
Knuff & Co
California
-$12K -1,561 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$1K -100 Closed

PCF Hedge Fund Activity: Q3 2020 in Review

18 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2020, worth a combined $2.94M — down 21% from $3.73M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of PCF and 1 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 4 added.

The largest buyer was Ameriprise, adding an estimated $23.9K. The largest seller was Rivernorth Capital Management, cutting an estimated $762K.

  • 18 institutional investors held High Income Securities Fund (PCF) as of Q3 2020, down from 20 in Q2 2020.
  • Funds reported $2.94M of High Income Securities Fund stock for Q3 2020, down 21% quarter-over-quarter.
  • 1 fund opened new High Income Securities Fund positions in Q3 2020 and 3 closed out, a net change of -2 holders.
  • The largest High Income Securities Fund buyer in Q3 2020 was Ameriprise, an estimated $23.9K added.
  • The largest High Income Securities Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $762K sold.

Based on aggregated 13F filings for Q3 2020.