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PCF

High Income Securities Fund

39 hedge funds and large institutions have $34.7M invested in High Income Securities Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $32.1M → $34.7M (+$2.56M)

1.83% more ownership

Funds ownership: 28.59%30.41% (+1.8%)

7% less funds holding

Funds holding: 4239 (-3)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
4
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$13M
AAM
2
Advisors Asset Management
Colorado
$5.01M +$460K +52,571 +10%
SIA
3
Sit Investment Associates
Minnesota
$3.17M +$1.55M +177,332 +97%
SCM
4
Saba Capital Management
New York
$2.86M
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.52M +$1.7M +193,826 +209%
GC
6
Guggenheim Capital
Illinois
$2.52M -$785K -89,650 -24%
WC
7
Whitney & Co
New York
$1.1M +$1.1M +125,367 New
Wells Fargo
8
Wells Fargo
California
$898K -$25.3K -2,887 -3%
Morgan Stanley
9
Morgan Stanley
New York
$568K -$805K -92,025 -59%
Invesco
10
Invesco
Georgia
$513K -$184K -20,984 -26%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$290K -$4.02K -459 -1%
SFS
12
Shaker Financial Services
Virginia
$274K +$273K +31,206 New
CRC
13
Curi RMB Capital
Illinois
$273K +$271K +31,004 New
Ameriprise
14
Ameriprise
Minnesota
$272K -$19.4K -2,222 -7%
GHAM
15
Gilman Hill Asset Management
Connecticut
$242K
Bank of America
16
Bank of America
North Carolina
$182K -$10.9K -1,248 -6%
PMG
17
ProVise Management Group
Florida
$147K
UBS Group
18
UBS Group
Switzerland
$145K +$25.5K +2,914 +22%
MIC
19
Meridian Investment Counsel
California
$123K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$119K
CHAM
21
Clear Harbor Asset Management
Connecticut
$101K -$3.94K -450 -4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$101K
PAG
23
Private Advisor Group
New Jersey
$97K
Citigroup
24
Citigroup
New York
$25K
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$21K

PCF Hedge Fund Activity: Q2 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q2 2017, worth a combined $34.7M — up 8% from $32.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PCF and 5 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 4 added.

The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), adding an estimated $1.7M. The largest seller was Morgan Stanley, cutting an estimated $805K.

  • 39 institutional investors held High Income Securities Fund (PCF) as of Q2 2017, down from 42 in Q1 2017.
  • Funds reported $34.7M of High Income Securities Fund stock for Q2 2017, up 8% quarter-over-quarter.
  • 5 funds opened new High Income Securities Fund positions in Q2 2017 and 8 closed out, a net change of -3 holders.
  • The largest High Income Securities Fund buyer in Q2 2017 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $1.7M added.
  • The largest High Income Securities Fund seller in Q2 2017 was Morgan Stanley, an estimated $805K sold.

Based on aggregated 13F filings for Q2 2017.