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PCF

High Income Securities Fund

20 hedge funds and large institutions have $8.55M invested in High Income Securities Fund in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 9 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.43% less ownership

Funds ownership: 41.75%7.32% (-34%)

35% less funds holding

Funds holding: 3120 (-11)

82% less capital invested

Capital invested by funds: $48.1M → $8.55M (-$39.5M)

89% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 9

92% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 12

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
20
Holders Change
-11
Holders Change %
-35.48%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
1
Increased
1
Reduced
9
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.28M -$889K -98,262 -17%
BI
2
Bulldog Investors
New Jersey
$1.99M -$15M -1,662,423 -88%
Invesco
3
Invesco
Georgia
$872K +$70.3K +7,772 +9%
Wells Fargo
4
Wells Fargo
California
$398K -$1.15M -127,439 -74%
Bank of America
5
Bank of America
North Carolina
$186K -$6.64K -734 -3%
WAM
6
Wolverine Asset Management
Illinois
$156K -$555K -61,343 -78%
PMG
7
ProVise Management Group
Florida
$152K
TSS
8
Two Sigma Securities
New York
$127K +$128K +14,089 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$92K -$15.4K -1,702 -14%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$90K
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$71K -$2.88K -318 -4%
Morgan Stanley
12
Morgan Stanley
New York
$45K -$31.9K -3,525 -41%
UBS Group
13
UBS Group
Switzerland
$22K -$103K -11,392 -82%
BRC
14
Bell Rock Capital
Delaware
$20K
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$15K
QCIG
16
Quad-Cities Investment Group
Iowa
$15K
PFGIA
17
Patriot Financial Group Insurance Agency
Massachusetts
$11K
VFA
18
Valeo Financial Advisors
Indiana
$7K
FHB
19
First Hawaiian Bank
Hawaii
$6K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$4K
KIM
21
Karpus Investment Management
New York
-$10.8M -1,219,000 Closed
RCM
22
Rivernorth Capital Management
Florida
-$5.77M -646,600 Closed
IA
23
Icon Advisers
Colorado
-$5.09M -571,911 Closed
WC
24
Whitney & Co
New York
-$365K -40,402 Closed
LPL Financial
25
LPL Financial
California
-$113K -12,679 Closed

PCF Hedge Fund Activity: Q1 2019 in Review

20 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q1 2019, worth a combined $8.55M — down 82% from $48.1M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PCF and 1 opened new positions — a net loss of 11 holders — while 9 trimmed existing stakes and 1 added.

The largest buyer was Two Sigma Securities, opening a new position worth an estimated $128K. The largest seller was Bulldog Investors, cutting an estimated $15M.

  • 20 institutional investors held High Income Securities Fund (PCF) as of Q1 2019, down from 31 in Q4 2018.
  • Funds reported $8.55M of High Income Securities Fund stock for Q1 2019, down 82% quarter-over-quarter.
  • 1 fund opened new High Income Securities Fund positions in Q1 2019 and 12 closed out, a net change of -11 holders.
  • The largest High Income Securities Fund buyer in Q1 2019 was Two Sigma Securities, an estimated $128K added.
  • The largest High Income Securities Fund seller in Q1 2019 was Bulldog Investors, an estimated $15M sold.

Based on aggregated 13F filings for Q1 2019.