We are live on ! Find out more
PCF

High Income Securities Fund

40 hedge funds and large institutions have $40.3M invested in High Income Securities Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

8% more capital invested

Capital invested by funds: $37.5M → $40.3M (+$2.83M)

3.4% more ownership

Funds ownership: 32.6%36% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 4340 (-3)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
40
Holders Change
-3
Holders Change %
-6.98%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
11
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$14.9M +$1.22M +135,198 +9%
SIA
2
Sit Investment Associates
Minnesota
$8.08M +$2.05M +227,941 +34%
AAM
3
Advisors Asset Management
Colorado
$6.05M +$721K +80,070 +14%
Grantham, Mayo, Van Otterloo & Co (GMO)
4
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.59M
GC
5
Guggenheim Capital
Illinois
$2.55M -$147K -16,281 -5%
Wells Fargo
6
Wells Fargo
California
$1.56M +$90.9K +10,088 +6%
WC
7
Whitney & Co
New York
$870K -$260K -28,860 -23%
Citigroup
8
Citigroup
New York
$463K +$200K +22,166 +76%
Morgan Stanley
9
Morgan Stanley
New York
$414K -$78.1K -8,674 -16%
Invesco
10
Invesco
Georgia
$353K -$120K -13,341 -25%
Ameriprise
11
Ameriprise
Minnesota
$302K +$1.87K +208 +0.6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$259K -$17.1K -1,900 -6%
GHAM
13
Gilman Hill Asset Management
Connecticut
$248K
SCM
14
Saba Capital Management
New York
$197K -$75.1K -8,339 -28%
Bank of America
15
Bank of America
North Carolina
$188K +$1.58K +175 +0.8%
DA
16
Doliver Advisors
Texas
$186K +$62.3K +6,912 +50%
PMG
17
ProVise Management Group
Florida
$151K
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$141K +$141K +15,673 New
MIC
19
Meridian Investment Counsel
California
$127K
UBS Group
20
UBS Group
Switzerland
$109K -$14.5K -1,606 -12%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$94K
CHAM
22
Clear Harbor Asset Management
Connecticut
$93K -$10K -1,113 -10%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$90K -$31.5K -3,500 -26%
CA
24
Calton & Associates
Florida
$64K +$62.5K +6,942 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$34K +$33.2K +3,680 +4,779%

PCF Hedge Fund Activity: Q4 2017 in Review

40 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2017, worth a combined $40.3M — up 7.5% from $37.5M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PCF and 5 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 11 added.

The largest buyer was Sit Investment Associates, adding an estimated $2.05M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $447K sold.

  • 40 institutional investors held High Income Securities Fund (PCF) as of Q4 2017, down from 43 in Q3 2017.
  • Funds reported $40.3M of High Income Securities Fund stock for Q4 2017, up 7.5% quarter-over-quarter.
  • 5 funds opened new High Income Securities Fund positions in Q4 2017 and 8 closed out, a net change of -3 holders.
  • The largest High Income Securities Fund buyer in Q4 2017 was Sit Investment Associates, an estimated $2.05M added.
  • The largest High Income Securities Fund seller in Q4 2017 was Curi RMB Capital, an estimated $447K sold.

Based on aggregated 13F filings for Q4 2017.