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PCF

High Income Securities Fund

42 hedge funds and large institutions have $19.4M invested in High Income Securities Fund in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

8% more capital invested

Capital invested by funds: $17.9M → $19.4M (+$1.43M)

5% more funds holding

Funds holding: 4042 (+2)

13.32% less ownership

Funds ownership: 30.53%17.21% (-13%)

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$4.89M -$516K -83,252 -10%
BI
2
Bulldog Investors
New Jersey
$1.83M
Invesco
3
Invesco
Georgia
$1.36M +$69.6K +11,232 +6%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.18M -$28.2K -4,555 -2%
Morgan Stanley
5
Morgan Stanley
New York
$1.13M +$495K +79,778 +83%
Bank of America
6
Bank of America
North Carolina
$1.07M -$138K -22,216 -12%
RJA
7
Raymond James & Associates
Florida
$853K +$209K +33,667 +34%
NA
8
NewEdge Advisors
Louisiana
$753K +$37.8K +6,100 +5%
YCM
9
Yakira Capital Management
Connecticut
$753K
LPL Financial
10
LPL Financial
California
$600K -$137K -22,047 -19%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$580K +$22.3K +3,590 +4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$478K +$11K +1,775 +2%
HHGC
13
Hunting Hill Global Capital
New York
$450K +$434K +70,037 New
Wells Fargo
14
Wells Fargo
California
$366K +$115K +18,501 +48%
SWM
15
SeaCrest Wealth Management
New York
$262K -$3.32K -536 -1%
FFA
16
Founders Financial Alliance
North Carolina
$247K +$18.4K +2,968 +8%
SFS
17
Shaker Financial Services
Virginia
$241K +$233K +37,567 New
GHAM
18
Gilman Hill Asset Management
Connecticut
$209K
MWM
19
Melfa Wealth Management
Massachusetts
$203K +$9.38K +1,514 +5%
ACA
20
Aptus Capital Advisors
Alabama
$197K +$190K +30,660 New
SWM
21
Silverlake Wealth Management
Vermont
$162K -$21.1K -3,400 -12%
CL
22
CSS LLC
Illinois
$151K
GC
23
Guggenheim Capital
Illinois
$147K -$50.5K -8,145 -26%
ASN
24
Advisory Services Network
Georgia
$120K +$33K +5,317 +40%
MSWM
25
McGlone Suttner Wealth Management
Wisconsin
$115K -$37.3K -6,020 -25%

PCF Hedge Fund Activity: Q4 2023 in Review

42 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2023, worth a combined $19.4M — up 8% from $17.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PCF positions and 2 closed out — a net gain of 2 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $495K. The largest seller was Cetera Investment Advisers, cutting an estimated $516K.

  • 42 institutional investors held High Income Securities Fund (PCF) as of Q4 2023, up from 40 in Q3 2023.
  • Funds reported $19.4M of High Income Securities Fund stock for Q4 2023, up 8% quarter-over-quarter.
  • 4 funds opened new High Income Securities Fund positions in Q4 2023 and 2 closed out, a net change of +2 holders.
  • The largest High Income Securities Fund buyer in Q4 2023 was Morgan Stanley, an estimated $495K added.
  • The largest High Income Securities Fund seller in Q4 2023 was Cetera Investment Advisers, an estimated $516K sold.

Based on aggregated 13F filings for Q4 2023.