PCF

High Income Securities Fund
PCF

Overview Fund Activity

36 hedge funds and large institutions have $23.3M invested in High Income Securities Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
13
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$1.75M
2
AQR Capital Management
2
AQR Capital Management
Connecticut
$554K
3
SFS
3
Shaker Financial Services
Virginia
$2.52M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.38M
5
SC
5
Scotia Capital
Ontario, Canada
$94K

Top Sellers

1
HK
1
Horizon Kinetics
New York
$89K
2
GC
2
Guggenheim Capital
Illinois
$5.46M
3
WAM
3
Wolverine Asset Management
Illinois
$199K
4
Invesco
4
Invesco
Georgia
$344K
5
FIAS
5
FinTrust Investment Advisory Services
South Carolina
$79K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$5.46M 694,365 -189,621 -21%
AAM
2
Advisors Asset Management
Colorado
$5.4M 685,938 +3,429 +0.5%
SFS
3
Shaker Financial Services
Virginia
$2.52M 320,457 +22,004 +7%
KIM
4
Karpus Investment Management
New York
$1.75M 221,903 +161,727 +269%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.38M 175,459 +17,600 +11%
RCM
6
Rivernorth Capital Management
Florida
$1.04M 132,648 +2,094 +2%
CA
7
Cornerstone Advisors
North Carolina
$726K 92,221 – –
DA
8
Doliver Advisors
Texas
$726K 92,261 +1,362 +1%
Wells Fargo
9
Wells Fargo
California
$562K 71,496 +5,000 +8%
AQR Capital Management
10
AQR Capital Management
Connecticut
$554K 70,360 +70,360 New
Morgan Stanley
11
Morgan Stanley
New York
$445K 56,582 -3,222 -5%
Invesco
12
Invesco
Georgia
$344K 43,660 -6,418 -13%
TCM
13
Texan Capital Management
Texas
$302K 57,350 – –
Bank of America
14
Bank of America
North Carolina
$207K 26,338 +78 +0.3%
WAM
15
Wolverine Asset Management
Illinois
$199K 25,329 -66,342 -72%
U
16
UBS
Switzerland
$185K 23,555 +2,697 +13%
CS
17
Credit Suisse
Switzerland
$184K 23,417 – –
PMG
18
ProVise Management Group
Florida
$139K 17,708 -2,341 -12%
LPL Financial
19
LPL Financial
California
$138K 17,472 -4,892 -22%
Barclays
20
Barclays
United Kingdom
$137K 19,602 +11,937 +156%
Creative Planning
21
Creative Planning
Kansas
$126K 15,956 -400 -2%
SC
22
Scotia Capital
Ontario, Canada
$94K 11,950 +11,950 New
FAAS
23
First Allied Advisory Services
California
$93K 11,577 – –
NPC
24
National Planning Corporation
California
$93K 12,000 +12,000 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$91K 11,500 +9,000 +360%
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