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PCF

High Income Securities Fund

36 hedge funds and large institutions have $23.3M invested in High Income Securities Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

6% more funds holding

Funds holding: 3436 (+2)

1% more capital invested

Capital invested by funds: $23.1M → $23.3M (+$259K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.12% less ownership

Funds ownership: 18.5%17.38% (-1.1%)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
13
Reduced
11
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$5.46M -$1.48M -189,621 -21%
AAM
2
Advisors Asset Management
Colorado
$5.4M +$26.8K +3,429 +0.5%
SFS
3
Shaker Financial Services
Virginia
$2.52M +$172K +22,004 +7%
KIM
4
Karpus Investment Management
New York
$1.75M +$1.26M +161,727 +269%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.38M +$137K +17,600 +11%
RCM
6
Rivernorth Capital Management
Florida
$1.04M +$16.3K +2,094 +2%
CA
7
Cornerstone Advisors
North Carolina
$726K
DA
8
Doliver Advisors
Texas
$726K +$10.6K +1,362 +1%
Wells Fargo
9
Wells Fargo
California
$562K +$39K +5,000 +8%
AQR Capital Management
10
AQR Capital Management
Connecticut
$554K +$549K +70,360 New
Morgan Stanley
11
Morgan Stanley
New York
$445K -$25.1K -3,222 -5%
Invesco
12
Invesco
Georgia
$344K -$50.1K -6,418 -13%
TCM
13
Texan Capital Management
Texas
$302K
Bank of America
14
Bank of America
North Carolina
$207K +$609 +78 +0.3%
WAM
15
Wolverine Asset Management
Illinois
$199K -$518K -66,342 -72%
U
16
UBS
Switzerland
$185K +$21.1K +2,697 +13%
CS
17
Credit Suisse
Switzerland
$184K
PMG
18
ProVise Management Group
Florida
$139K -$18.3K -2,341 -12%
LPL Financial
19
LPL Financial
California
$138K -$38.2K -4,892 -22%
Barclays
20
Barclays
United Kingdom
$137K +$93.2K +11,937 +156%
Creative Planning
21
Creative Planning
Kansas
$126K -$3.12K -400 -2%
SC
22
Scotia Capital
Ontario, Canada
$94K +$93.3K +11,950 New
FAAS
23
First Allied Advisory Services
California
$93K
NPC
24
National Planning Corporation
California
$93K +$93.7K +12,000 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$91K +$70.3K +9,000 +360%

PCF Hedge Fund Activity: Q3 2013 in Review

36 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2013, worth a combined $23.3M — up 1.1% from $23.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PCF positions and 1 closed out — a net gain of 2 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.26M. The largest seller was Horizon Kinetics, cutting an estimated $1.88M.

  • 36 institutional investors held High Income Securities Fund (PCF) as of Q3 2013, up from 34 in Q2 2013.
  • Funds reported $23.3M of High Income Securities Fund stock for Q3 2013, up 1.1% quarter-over-quarter.
  • 3 funds opened new High Income Securities Fund positions in Q3 2013 and 1 closed out, a net change of +2 holders.
  • The largest High Income Securities Fund buyer in Q3 2013 was Karpus Investment Management, an estimated $1.26M added.
  • The largest High Income Securities Fund seller in Q3 2013 was Horizon Kinetics, an estimated $1.88M sold.

Based on aggregated 13F filings for Q3 2013.