We are live on ! Find out more
PCF

High Income Securities Fund

25 hedge funds and large institutions have $10.2M invested in High Income Securities Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more capital invested

Capital invested by funds: $8.06M → $10.2M (+$2.1M)

0% more funds holding

Funds holding: 2525 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

2.09% less ownership

Funds ownership: 22.43%20.35% (-2.1%)

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.16M -$513K -59,713 -20%
BI
2
Bulldog Investors
New Jersey
$1.97M -$920 -107 -0%
AAM
3
Advisors Asset Management
Colorado
$1.64M -$540K -62,800 -26%
Morgan Stanley
4
Morgan Stanley
New York
$752K +$43.7K +5,078 +6%
KOMWMG
5
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$611K +$586K +68,184 New
Ameriprise
6
Ameriprise
Minnesota
$497K +$477K +55,425 New
Geode Capital Management
7
Geode Capital Management
Massachusetts
$447K -$2.73K -317 -0.6%
SIA
8
Sit Investment Associates
Minnesota
$437K +$239K +27,784 +132%
WAM
9
Wolverine Asset Management
Illinois
$352K -$100K -11,674 -23%
Wells Fargo
10
Wells Fargo
California
$269K +$14.2K +1,651 +6%
Bank of America
11
Bank of America
North Carolina
$176K +$86 +10 +0.1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$160K +$45K +5,233 +42%
CRC
13
Curi RMB Capital
Illinois
$159K +$153K +17,754 New
PMG
14
ProVise Management Group
Florida
$150K
FAAS
15
First Allied Advisory Services
California
$118K
DA
16
Doliver Advisors
Texas
$102K -$16K -1,862 -14%
FIA
17
FNY Investment Advisers
New York
$49K +$47.9K +5,574 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$39K +$8.8K +1,023 +30%
BRC
19
Bell Rock Capital
Delaware
$20K +$327 +38 +2%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$15K -$2.58K -300 -15%
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$11K
VFA
22
Valeo Financial Advisors
Indiana
$7K
NFG
23
Next Financial Group
Texas
$5K +$5.16K +600 New
UBS Group
24
UBS Group
Switzerland
$4K
PAG
25
Private Advisor Group
New Jersey
-$639K -74,100 Closed

PCF Hedge Fund Activity: Q4 2019 in Review

25 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2019, worth a combined $10.2M — up 26% from $8.06M a quarter earlier.

Fund positioning in PCF was balanced in Q4 2019: 6 funds opened new positions, 6 closed out, 7 added to existing stakes and 7 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $477K. The largest seller was Private Advisor Group, exiting entirely with an estimated $639K sold.

  • 25 institutional investors held High Income Securities Fund (PCF) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $10.2M of High Income Securities Fund stock for Q4 2019, up 26% quarter-over-quarter.
  • 6 funds opened new High Income Securities Fund positions in Q4 2019 and 6 closed out, a net change of 0 holders.
  • The largest High Income Securities Fund buyer in Q4 2019 was Ameriprise, an estimated $477K added.
  • The largest High Income Securities Fund seller in Q4 2019 was Private Advisor Group, an estimated $639K sold.

Based on aggregated 13F filings for Q4 2019.