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PCF

High Income Securities Fund

43 hedge funds and large institutions have $37.5M invested in High Income Securities Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

10% more funds holding

Funds holding: 3943 (+4)

8% more capital invested

Capital invested by funds: $34.7M → $37.5M (+$2.78M)

2.19% more ownership

Funds ownership: 30.41%32.6% (+2.2%)

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
12
Reduced
9
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$13.6M +$333K +37,812 +3%
SIA
2
Sit Investment Associates
Minnesota
$5.96M +$2.71M +307,211 +85%
AAM
3
Advisors Asset Management
Colorado
$5.28M +$177K +20,134 +4%
GC
4
Guggenheim Capital
Illinois
$2.67M +$111K +12,639 +4%
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.56M +$5.29K +601 +0.2%
Wells Fargo
6
Wells Fargo
California
$1.45M +$532K +60,380 +59%
WC
7
Whitney & Co
New York
$1.1M
Morgan Stanley
8
Morgan Stanley
New York
$486K -$89K -10,104 -16%
Invesco
9
Invesco
Georgia
$468K -$52.5K -5,957 -10%
CRC
10
Curi RMB Capital
Illinois
$447K +$168K +19,034 +61%
SFS
11
Shaker Financial Services
Virginia
$365K +$85.4K +9,688 +31%
Ameriprise
12
Ameriprise
Minnesota
$297K +$20K +2,273 +7%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$273K -$21.5K -2,439 -7%
SCM
14
Saba Capital Management
New York
$269K -$2.6M -294,728 -91%
Citigroup
15
Citigroup
New York
$260K +$232K +26,296 +928%
WAM
16
Wolverine Asset Management
Illinois
$247K +$244K +27,664 +138,320%
GHAM
17
Gilman Hill Asset Management
Connecticut
$246K
Bank of America
18
Bank of America
North Carolina
$184K -$987 -112 -0.5%
LCM
19
Landscape Capital Management
New Jersey
$175K +$172K +19,560 New
PMG
20
ProVise Management Group
Florida
$149K
MIC
21
Meridian Investment Counsel
California
$125K
UBS Group
22
UBS Group
Switzerland
$122K -$24K -2,729 -17%
DA
23
Doliver Advisors
Texas
$122K +$121K +13,700 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$121K
NPC
25
National Planning Corporation
California
$105K +$104K +11,760 New

PCF Hedge Fund Activity: Q3 2017 in Review

43 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2017, worth a combined $37.5M — up 8% from $34.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PCF positions and 0 closed out — a net gain of 4 holders — while 12 added to existing stakes and 9 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.71M. The largest seller was Saba Capital Management, cutting an estimated $2.6M.

  • 43 institutional investors held High Income Securities Fund (PCF) as of Q3 2017, up from 39 in Q2 2017.
  • Funds reported $37.5M of High Income Securities Fund stock for Q3 2017, up 8% quarter-over-quarter.
  • 4 funds opened new High Income Securities Fund positions in Q3 2017 and 0 closed out, a net change of +4 holders.
  • The largest High Income Securities Fund buyer in Q3 2017 was Sit Investment Associates, an estimated $2.71M added.
  • The largest High Income Securities Fund seller in Q3 2017 was Saba Capital Management, an estimated $2.6M sold.

Based on aggregated 13F filings for Q3 2017.