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PCF

High Income Securities Fund

32 hedge funds and large institutions have $50.9M invested in High Income Securities Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $50M → $50.9M (+$852K)

0.03% more ownership

Funds ownership: 41.42%41.45% (+0.03%)

0% more funds holding

Funds holding: 3232 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
3
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$17.8M -$852K -90,421 -5%
KIM
2
Karpus Investment Management
New York
$10.6M +$10.5M +1,116,675 New
RCM
3
Rivernorth Capital Management
Florida
$8.39M +$6.75M +716,430 +425%
AAM
4
Advisors Asset Management
Colorado
$6.11M -$255K -27,118 -4%
IA
5
Icon Advisers
Colorado
$3.67M +$3.65M +387,673 New
Wells Fargo
6
Wells Fargo
California
$1.63M -$109K -11,575 -6%
WC
7
Whitney & Co
New York
$435K -$105K -11,168 -19%
CCP
8
Clough Capital Partners
Massachusetts
$382K +$380K +40,334 New
WAM
9
Wolverine Asset Management
Illinois
$244K +$243K +25,786 New
Morgan Stanley
10
Morgan Stanley
New York
$213K +$18.8K +2,000 +10%
Bank of America
11
Bank of America
North Carolina
$196K -$4.83K -513 -2%
GHAM
12
Gilman Hill Asset Management
Connecticut
$166K -$70.7K -7,500 -30%
PMG
13
ProVise Management Group
Florida
$157K +$157K +16,708 New
PAG
14
Private Advisor Group
New Jersey
$125K +$124K +13,200 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$121K -$75.6K -8,029 -39%
LPL Financial
16
LPL Financial
California
$120K +$311 +33 +0.3%
UBS Group
17
UBS Group
Switzerland
$100K -$8.82K -936 -8%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$94K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$77K -$11.7K -1,239 -13%
HNB
20
Huntington National Bank
Ohio
$52K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$23K -$8.63K -916 -28%
BRC
22
Bell Rock Capital
Delaware
$21K
BCWM
23
Bartlett & Co Wealth Management
Ohio
$18.2K
BC
24
Bartlett & Co
Ohio
$18K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$16K

PCF Hedge Fund Activity: Q3 2018 in Review

32 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2018, worth a combined $50.9M — up 1.7% from $50M a quarter earlier.

Fund positioning in PCF was balanced in Q3 2018: 9 funds opened new positions, 9 closed out, 3 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $10.5M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $14.6M sold.

  • 32 institutional investors held High Income Securities Fund (PCF) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $50.9M of High Income Securities Fund stock for Q3 2018, up 1.7% quarter-over-quarter.
  • 9 funds opened new High Income Securities Fund positions in Q3 2018 and 9 closed out, a net change of 0 holders.
  • The largest High Income Securities Fund buyer in Q3 2018 was Karpus Investment Management, an estimated $10.5M added.
  • The largest High Income Securities Fund seller in Q3 2018 was Sit Investment Associates, an estimated $14.6M sold.

Based on aggregated 13F filings for Q3 2018.