PCF

High Income Securities Fund
PCF

Overview Fund Activity

32 hedge funds and large institutions have $50.9M invested in High Income Securities Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
3
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$10.6M
2
RCM
2
Rivernorth Capital Management
Florida
$8.39M
3
IA
3
Icon Advisers
Colorado
$3.68M
4
CCP
4
Clough Capital Partners
Massachusetts
$382K
5
WAM
5
Wolverine Asset Management
Illinois
$244K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
GC
2
Guggenheim Capital
Illinois
$0
3
Walleye Trading
3
Walleye Trading
New York
$0
4
BI
4
Bulldog Investors
New Jersey
$17.8M
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$17.8M 1,882,423 -90,421 -5%
KIM
2
Karpus Investment Management
New York
$10.6M 1,116,675 +1,116,675 New
RCM
3
Rivernorth Capital Management
Florida
$8.39M 885,137 +716,430 +425%
AAM
4
Advisors Asset Management
Colorado
$6.11M 643,956 -27,118 -4%
IA
5
Icon Advisers
Colorado
$3.68M 387,673 +387,673 New
Wells Fargo
6
Wells Fargo
California
$1.63M 171,687 -11,575 -6%
WC
7
Whitney & Co
New York
$435K 46,272 -11,168 -19%
CCP
8
Clough Capital Partners
Massachusetts
$382K 40,334 +40,334 New
WAM
9
Wolverine Asset Management
Illinois
$244K 25,786 +25,786 New
Morgan Stanley
10
Morgan Stanley
New York
$213K 22,507 +2,000 +10%
Bank of America
11
Bank of America
North Carolina
$196K 20,658 -513 -2%
GHAM
12
Gilman Hill Asset Management
Connecticut
$166K 17,500 -7,500 -30%
PMG
13
ProVise Management Group
Florida
$157K 16,708 +16,708 New
PAG
14
Private Advisor Group
New Jersey
$125K 13,200 +13,200 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$121K 12,766 -8,029 -39%
LPL Financial
16
LPL Financial
California
$120K 12,623 +33 +0.3%
UBS Group
17
UBS Group
Switzerland
$100K 10,551 -936 -8%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$94K 10,000 – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$77K 8,131 -1,239 -13%
HNB
20
Huntington National Bank
Ohio
– – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$23K 2,400 -916 -28%
BRC
22
Bell Rock Capital
Delaware
$21K 2,225 – –
BCWM
23
Bartlett & Co Wealth Management
Ohio
$18.2K 1,939 – –
BC
24
Bartlett & Co
Ohio
$18K 1,939 – –
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$16K 1,670 – –
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