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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$4.89M -$516K -83,252 -10%
BI
2
Bulldog Investors
New Jersey
$1.83M
Invesco
3
Invesco
Georgia
$1.36M +$69.6K +11,232 +6%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.18M -$28.2K -4,555 -2%
Bank of America
5
Bank of America
North Carolina
$1.07M -$138K -22,216 -12%
RJA
6
Raymond James & Associates
Florida
$853K +$209K +33,667 +34%
NA
7
NewEdge Advisors
Louisiana
$753K +$37.8K +6,100 +5%
YCM
8
Yakira Capital Management
Connecticut
$753K
LPL Financial
9
LPL Financial
California
$600K -$137K -22,047 -19%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$580K +$22.3K +3,590 +4%
Morgan Stanley
11
Morgan Stanley
New York
$565K -$51.1K -8,240 -9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$478K +$11K +1,775 +2%
HHGC
13
Hunting Hill Global Capital
New York
$450K +$434K +70,037 New
Wells Fargo
14
Wells Fargo
California
$366K +$115K +18,501 +48%
SWM
15
SeaCrest Wealth Management
New York
$262K -$3.32K -536 -1%
FFA
16
Founders Financial Alliance
North Carolina
$247K +$18.4K +2,968 +8%
SFS
17
Shaker Financial Services
Virginia
$241K +$233K +37,567 New
GHAM
18
Gilman Hill Asset Management
Connecticut
$209K
MWM
19
Melfa Wealth Management
Massachusetts
$203K +$9.38K +1,514 +5%
ACA
20
Aptus Capital Advisors
Alabama
$197K +$190K +30,660 New
SWM
21
Silverlake Wealth Management
Vermont
$162K -$21.1K -3,400 -12%
CL
22
CSS LLC
Illinois
$151K
GC
23
Guggenheim Capital
Illinois
$147K -$50.5K -8,145 -26%
ASN
24
Advisory Services Network
Georgia
$120K +$33K +5,317 +40%
MSWM
25
McGlone Suttner Wealth Management
Wisconsin
$115K -$37.3K -6,020 -25%