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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.4M +$11.1M +1,654,003 +1,745%
Morgan Stanley
2
Morgan Stanley
New York
$2.98M -$2.07M -308,860 -40%
Invesco
3
Invesco
Georgia
$2.43M -$106K -15,841 -4%
Raymond James Financial
4
Raymond James Financial
Florida
$1.26M +$1.29M +192,324 New
YCM
5
Yakira Capital Management
Connecticut
$671K -$3.52M -524,646 -84%
IA
6
Icon Advisers
Colorado
$580K -$5.44M -810,166 -90%
NA
7
NewEdge Advisors
Louisiana
$573K -$21.5K -3,200 -4%
Wells Fargo
8
Wells Fargo
California
$493K +$69.6K +10,370 +16%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$356K -$5.69M -846,874 -94%
SWM
10
SeaCrest Wealth Management
New York
$283K +$12.1K +1,804 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$251K +$33.6K +5,005 +15%
Wealth Enhancement Advisory Services
12
Wealth Enhancement Advisory Services
Minnesota
$246K +$5.48K +816 +2%
MOS
13
MGO One Seven
Ohio
$227K +$234K +34,830 New
CC
14
CF Capital
Massachusetts
$219K +$226K +33,600 New
MWM
15
Melfa Wealth Management
Massachusetts
$207K
ACA
16
Aptus Capital Advisors
Alabama
$200K
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$190K -$11.4M -1,694,195 -98%
UBS Group
18
UBS Group
Switzerland
$172K +$145K +21,558 +457%
SWM
19
Silverlake Wealth Management
Vermont
$164K
Bank of America
20
Bank of America
North Carolina
$146K -$14.3K -2,122 -9%
GHAM
21
Gilman Hill Asset Management
Connecticut
$131K
HighTower Advisors
22
HighTower Advisors
Illinois
$122K +$126K +18,746 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$112K +$115K +17,111 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$107K -$7.8K -1,162 -7%
MFG
25
Merit Financial Group
Georgia
$99.6K +$2.81K +419 +3%