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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$7.03M -$350K -45,555 -5%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$6.29M +$147K +19,098 +2%
BI
3
Bulldog Investors
New Jersey
$2.39M -$110K -14,308 -4%
YCM
4
Yakira Capital Management
Connecticut
$1.62M
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.41M -$131K -17,045 -8%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$1.01M +$46.4K +6,047 +5%
NA
7
NewEdge Advisors
Louisiana
$903K -$1.54K -200 -0.2%
Wells Fargo
8
Wells Fargo
California
$847K +$5.32K +692 +0.6%
LPL Financial
9
LPL Financial
California
$847K +$87.2K +11,355 +11%
Osaic Holdings
10
Osaic Holdings
Arizona
$495K +$130K +16,960 +33%
RJA
11
Raymond James & Associates
Florida
$481K +$1.29K +168 +0.3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$351K +$156K +20,269 +73%
SWM
13
SeaCrest Wealth Management
New York
$273K +$1.62K +211 +0.6%
Morgan Stanley
14
Morgan Stanley
New York
$268K +$15.1K +1,967 +6%
CL
15
CSS LLC
Illinois
$256K
SWM
16
Silverlake Wealth Management
Vermont
$240K
GC
17
Guggenheim Capital
Illinois
$215K +$137K +17,899 +154%
Bank of America
18
Bank of America
North Carolina
$163K +$11.2K +1,455 +7%
CAN
19
Cetera Advisor Networks
California
$136K -$11.7K -1,525 -8%
CCM
20
CTC Capital Management
Illinois
$124K +$131K +17,000 New
MFG
21
Merit Financial Group
Georgia
$107K
LMKC
22
L.M. Kohn & Company
Ohio
$105K
DA
23
Detalus Advisors
Missouri
$101K +$15.4K +2,000 +17%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$82K -$21.7K -2,831 -20%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$82K