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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$6.99M +$7.15M +883,986 New
AAM
2
Advisors Asset Management
Colorado
$5.39M +$5.52M +682,509 New
SFS
3
Shaker Financial Services
Virginia
$2.36M +$2.41M +298,453 New
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.25M +$1.28M +157,859 New
RCM
5
Rivernorth Capital Management
Florida
$1.03M +$1.06M +130,554 New
CA
6
Cornerstone Advisors
North Carolina
$729K +$746K +92,221 New
WAM
7
Wolverine Asset Management
Illinois
$724K +$742K +91,671 New
DA
8
Doliver Advisors
Texas
$718K +$735K +90,899 New
Wells Fargo
9
Wells Fargo
California
$525K +$538K +66,496 New
KIM
10
Karpus Investment Management
New York
$475K +$487K +60,176 New
Morgan Stanley
11
Morgan Stanley
New York
$473K +$484K +59,804 New
Invesco
12
Invesco
Georgia
$396K +$405K +50,078 New
TCM
13
Texan Capital Management
Texas
$307K +$464K +57,350 New
Bank of America
14
Bank of America
North Carolina
$207K +$212K +26,260 New
CS
15
Credit Suisse
Switzerland
$185K +$189K +23,417 New
LPL Financial
16
LPL Financial
California
$177K +$181K +22,364 New
U
17
UBS
Switzerland
$165K +$169K +20,858 New
PMG
18
ProVise Management Group
Florida
$158K +$162K +20,049 New
Creative Planning
19
Creative Planning
Kansas
$129K +$132K +16,356 New
FIAS
20
FinTrust Investment Advisory Services
South Carolina
$124K +$127K +15,750 New
HK
21
Horizon Kinetics
New York
$97K +$2.04M +251,600 New
FAAS
22
First Allied Advisory Services
California
$94K +$93.7K +11,577 New
WA
23
WFG Advisors
Texas
$82K +$84.3K +10,414 New
BC
24
Bartlett & Co
Ohio
$69K +$70.5K +8,710 New
Barclays
25
Barclays
United Kingdom
$61K +$62K +7,665 New