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OXLC

Oxford Lane Capital
OXLC

88 hedge funds and large institutions have $52M invested in Oxford Lane Capital in 2023 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 34 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 19

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

9% more funds holding

Funds holding: 81 → 88 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% less ownership

Funds ownership: 1.25% → 1.25% (-0%)

4% less capital invested

Capital invested by funds: $54.2M → $52M (-$2.13M)

Holders
88
Holders Change
+7
Holders Change %
+8.64%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
34
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DFG
Delphi Financial Group
Delaware
+$1.95M
2
HF
HRT Financial
New York
+$1.18M
3
PCM
Penserra Capital Management
California
+$795K
4
BWA
BDO Wealth Advisors
Florida
+$582K
5
Osaic Holdings
Osaic Holdings
Arizona
+$435K

Top Sellers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$6.6M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.44M
3
WWM
Western Wealth Management
Colorado
-$283K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$187K
5
ASFA
All Season Financial Advisors
Colorado
-$173K
Name Holding Trade Value Shares
Change 		Change in
Stake
GWSG
76
GPS Wealth Strategies Group
Colorado
$25.4K +$7.36K +288 +38%
QT
77
Quantbot Technologies
New York
$21.6K +$22.8K +891 New
TWM
78
Tradition Wealth Management
Minnesota
$16K – – –
CFGS
79
Concourse Financial Group Securities
Alabama
$14.5K – – –
N
80
Natixis
France
$5.71K +$255 +10 +4%
RMC
81
Resources Management Corp
Connecticut
$5K +$1.74K +68 +52%
EBA
82
Eagle Bay Advisors
New York
$4.84K – – –
SS
83
Sunbelt Securities
Texas
$4.48K -$25.6K -1,003 -84%
HT
84
Headlands Technologies
Illinois
$3.98K +$3.86K +151 +1,079%
RMA
85
Roffman Miller Associates
Pennsylvania
$1.81K +$1.92K +75 New
FFA
86
Farther Finance Advisors
California
$1.19K +$51 +2 +4%
GIA
87
GHP Investment Advisors
Colorado
$673 – – –
AF
88
Advisornet Financial
Minnesota
$246 – – –
LFG
89
Larson Financial Group
Missouri
$5 – – –
WWM
90
Western Wealth Management
Colorado
– -$283K -10,816 Closed
ASFA
91
All Season Financial Advisors
Colorado
– -$173K -6,625 Closed
Nomura Holdings
92
Nomura Holdings
Japan
– -$78.5K -3,000 Closed
Millennium Management
93
Millennium Management
New York
– -$65K -2,482 Closed
GSC
94
Ground Swell Capital
South Carolina
– -$54.8K -2,096 Closed
CAN
95
Cetera Advisor Networks
California
– -$54.8K -2,094 Closed
AAS
96
Ameritas Advisory Services
Nebraska
– -$7.46K -285 Closed
Fidelity Investments
97
Fidelity Investments
Massachusetts
– -$2.81K -107 Closed
WAM
98
Worth Asset Management
Texas
– -$779 -30 Closed
ASN
99
Advisory Services Network
Georgia
– -$699 -27 Closed
Northwestern Mutual Wealth Management
100
Northwestern Mutual Wealth Management
Wisconsin
– -$4 – –
1 2 3
4

OXLC Hedge Fund Activity: Q2 2023 in Review

88 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2023, worth a combined $52M — down 3.9% from $54.2M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXLC positions and 10 closed out — a net gain of 7 holders — while 34 added to existing stakes and 19 trimmed.

The largest buyer was Delphi Financial Group, adding an estimated $1.95M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $6.6M.

  • 88 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2023, up from 81 in Q1 2023.
  • Funds reported $52M of Oxford Lane Capital stock for Q2 2023, down 3.9% quarter-over-quarter.
  • 17 funds opened new Oxford Lane Capital positions in Q2 2023 and 10 closed out, a net change of +7 holders.
  • The largest Oxford Lane Capital buyer in Q2 2023 was Delphi Financial Group, an estimated $1.95M added.
  • The largest Oxford Lane Capital seller in Q2 2023 was Thomas J. Herzfeld Advisors, an estimated $6.6M sold.

Based on aggregated 13F filings for Q2 2023.