RMA
OXLC

Roffman Miller Associates’s Oxford Lane Capital OXLC Stock Holding History

Roffman Miller Associates’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-75
Closed -$1.81K – 130
2023
Q2 		$1.81K Buy
+75
New +$1.92K ﹤0.01% 144

Other funds holding OXLC

PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Roffman Miller Associates's OXLC Position: Q3 2023 in Review

Roffman Miller Associates sold out of Oxford Lane Capital (OXLC) in Q3 2023, closing a stake of 75 shares — an estimated $1.81K sold.

Roffman Miller Associates first reported a position in OXLC in Q2 2023 and held it in 1 quarter. The position peaked at $1.81K in Q2 2023. 90 funds tracked by Wall St. Rank hold OXLC as of Q3 2023.

  • Roffman Miller Associates reported no remaining Oxford Lane Capital position as of Q3 2023 after selling out during the quarter.
  • Roffman Miller Associates sold 75 Oxford Lane Capital shares in Q3 2023, an estimated $1.81K.
  • Roffman Miller Associates first reported a position in Oxford Lane Capital in Q2 2023 and held it in 1 quarter.
  • Roffman Miller Associates's Oxford Lane Capital position peaked at $1.81K in Q2 2023.
  • 90 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2023.

Based on Roffman Miller Associates's 13F filing for Q3 2023, filed 9 Nov 2023.