OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

83 hedge funds and large institutions have $129M invested in Oxford Lane Capital in 2022 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+10
Holders Change %
+13.7%
% of All Funds
1.34%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
24
Increased
27
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$13.4M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$3.41M
3
DFG
3
Delphi Financial Group
Delaware
$1.91M
4
PCM
4
Penserra Capital Management
California
$9.69M
5
CM
5
CastleKnight Management
New York
$375K

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$0
3
ASFA
3
All Season Financial Advisors
Colorado
$0
4
CIA
4
Capital Investment Advisors
Georgia
$56K
5
WWM
5
Western Wealth Management
Colorado
$296K
Name Holding Trade Value Shares
Change 		Shares
Change %
LNWWM
51
Laird Norton Wetherby Wealth Management
California
$76.1K +$76.1K +15,000 New
BFA
52
Beacon Financial Advisory
Ohio
$76K +$684 +135 +0.9%
WA
53
Waddell & Associates
Tennessee
$71.6K +$2.98K +587 +4%
AWS
54
Atria Wealth Solutions
New York
$69.5K – – –
KWM
55
Kingsview Wealth Management
Oregon
$63K +$3.35K +661 +6%
BAM
56
Belpointe Asset Management
Nevada
$60.3K +$60.3K +11,902 New
BWA
57
BDO Wealth Advisors
Florida
$57.5K -$2.61K -515 -4%
CIA
58
Capital Investment Advisors
Georgia
$56K -$277K -54,379 -83%
CAN
59
Cetera Advisor Networks
California
$53.1K +$53.1K +10,471 New
HH
60
Hilltop Holdings
Texas
$52.5K – – –
WB
61
WesBanco Bank
West Virginia
$52K +$759 +149 +1%
OCM
62
One Capital Management
California
$50.7K – – –
PWM
63
Prosperity Wealth Management
California
$50.7K +$50.7K +10,000 New
EFS
64
Essex Financial Services
Connecticut
$50K +$50K +10,000 New
CA
65
CoreCap Advisors
Michigan
$45.2K +$45.2K +8,908 New
MCC
66
Money Concepts Capital
Florida
$33.6K +$33.6K +6,621 New
N
67
Natixis
France
$31.2K -$55.5K -10,944 -64%
TWM
68
Tradition Wealth Management
Minnesota
$17K – – –
CFGS
69
Concourse Financial Group Securities
Alabama
$15.2K – – –
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$11.6K +$3.97K +782 +52%
QT
71
Quantbot Technologies
New York
$10.7K +$10.7K +2,116 New
EBA
72
Eagle Bay Advisors
New York
$5.07K +$5.07K +1,000 New
RMC
73
Resources Management Corp
Connecticut
$5K – – –
MWM
74
MinichMacGregor Wealth Management
New York
$4.01K +$4.01K +790 New
SWM
75
Spire Wealth Management
Virginia
$2K – – –
1 2
3
4