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OXLC

Oxford Lane Capital
OXLC

75 hedge funds and large institutions have $57.2M invested in Oxford Lane Capital in 2022 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

41% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 17

25% more funds holding

Funds holding: 60 → 75 (+15)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.1% less ownership

Funds ownership: 1.44% → 1.35% (-0.1%)

13% less capital invested

Capital invested by funds: $65.5M → $57.2M (-$8.32M)

Holders
75
Holders Change
+15
Holders Change %
+25%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
24
Increased
24
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WWM
Western Wealth Management
Colorado
+$932K
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$864K
3
DFG
Delphi Financial Group
Delaware
+$731K
4
C
Certuity
Florida
+$532K
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$506K

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$3.54M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.5M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
-$1.45M
4
CCP
Clough Capital Partners
Massachusetts
-$886K
5
CSS
Cubist Systematic Strategies
Connecticut
-$796K
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
51
Trek Financial
Arizona
$140K – – –
TF
52
Tompkins Financial
New York
$116K +$123K +3,200 New
UCFA
53
United Capital Financial Advisors
Texas
$109K +$115K +3,000 New
KM
54
Kalos Management
Georgia
$104K -$251K -6,529 -69%
KPWS
55
Kestra Private Wealth Services
Texas
$98K -$342K -8,884 -77%
BRWM
56
B. Riley Wealth Management
Tennessee
$90K +$95.8K +2,492 New
Wells Fargo
57
Wells Fargo
California
$86K +$40.9K +1,065 +82%
BWA
58
BDO Wealth Advisors
Florida
$83K +$884 +23 +1%
CSS
59
Cubist Systematic Strategies
Connecticut
$82K -$796K -20,700 -90%
OCM
60
One Capital Management
California
$72K +$76.9K +2,000 New
Koshinski Asset Management
61
Koshinski Asset Management
Illinois
$58K -$15.4K -400 -20%
PFS
62
Prospera Financial Services
Texas
$52K +$55.4K +1,440 New
HI
63
Hudock Inc
Pennsylvania
$25K +$22.5K +585 +472%
APA
64
American Portfolios Advisors
New York
$14.1K +$14.9K +388 New
TWM
65
Tradition Wealth Management
Minnesota
$14K – – –
MCC
66
Money Concepts Capital
Florida
$14K +$14.9K +388 New
WAM
67
Worth Asset Management
Texas
$8K +$9.61K +250 New
RMC
68
Resources Management Corp
Connecticut
$7K – – –
SMG
69
Spectrum Management Group
Indiana
$4K – – –
TRCT
70
Tower Research Capital (TRC)
New York
$2K +$1.69K +44 New
Citigroup
71
Citigroup
New York
$2K +$1.84K +48 New
GIA
72
GHP Investment Advisors
Colorado
$1K +$961 +25 New
CFN
73
Cordasco Financial Network
Florida
$1K +$1.19K +31 New
CCP
74
Clough Capital Partners
Massachusetts
– -$886K -22,980 Closed
DA
75
DCM Advisors
New York
– -$264K -6,855 Closed
1 2
3
4

OXLC Hedge Fund Activity: Q1 2022 in Review

75 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2022, worth a combined $57.2M — down 13% from $65.5M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new OXLC positions and 9 closed out — a net gain of 15 holders — while 24 added to existing stakes and 17 trimmed.

The largest buyer was Western Wealth Management, opening a new position worth an estimated $932K. The largest seller was Penserra Capital Management, cutting an estimated $3.54M.

  • 75 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2022, up from 60 in Q4 2021.
  • Funds reported $57.2M of Oxford Lane Capital stock for Q1 2022, down 13% quarter-over-quarter.
  • 24 funds opened new Oxford Lane Capital positions in Q1 2022 and 9 closed out, a net change of +15 holders.
  • The largest Oxford Lane Capital buyer in Q1 2022 was Western Wealth Management, an estimated $932K added.
  • The largest Oxford Lane Capital seller in Q1 2022 was Penserra Capital Management, an estimated $3.54M sold.

Based on aggregated 13F filings for Q1 2022.