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OXLC

Oxford Lane Capital

60 hedge funds and large institutions have $65.5M invested in Oxford Lane Capital in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 9

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

19% more capital invested

Capital invested by funds: $54.9M → $65.5M (+$10.7M)

7% more funds holding

Funds holding: 5660 (+4)

0.12% more ownership

Funds ownership: 1.32%1.44% (+0.12%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
25
Reduced
9
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
51
Nomura Holdings
Japan
$77K +$77.8K +2,000 New
Wells Fargo
52
Wells Fargo
California
$50K +$15.2K +391 +43%
SWM
53
Spire Wealth Management
Virginia
$45K -$237K -6,100 -84%
CA
54
CoreCap Advisors
Michigan
$40K +$40.1K +1,030 New
TWM
55
Tradition Wealth Management
Minnesota
$15K
WWMSC
56
Wagner Wealth Management (South Carolina)
South Carolina
$15K
RMC
57
Resources Management Corp
Connecticut
$8K
SMG
58
Spectrum Management Group
Indiana
$5K +$4.67K +120 New
HI
59
Hudock Inc
Pennsylvania
$4K +$4.82K +124 New
ACM
60
Anfield Capital Management
California
-$1.82M -50,391 Closed
Deutsche Bank
61
Deutsche Bank
Germany
-$207K -5,740 Closed
FIA
62
FNY Investment Advisers
New York
-$108K -3,000 Closed
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
-$39K -1,088 Closed
DOA
64
D'Orazio & Associates
Virginia
-$30K -844 Closed
HFS
65
Horizon Financial Services
North Carolina
-$11K -300 Closed
BFC
66
Bedel Financial Consulting
Indiana
-$7K -200 Closed
APWA
67
Atlas Private Wealth Advisors
New Jersey
-$4K -111 Closed
TRCT
68
Tower Research Capital (TRC)
New York
-$1.56K -40 Closed
LFG
69
Larson Financial Group
Missouri
+$78 +2 New

OXLC Hedge Fund Activity: Q4 2021 in Review

60 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2021, worth a combined $65.5M — up 19% from $54.9M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new OXLC positions and 9 closed out — a net gain of 5 holders — while 25 added to existing stakes and 9 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.65M. The largest seller was Anfield Capital Management, exiting entirely with an estimated $1.82M sold.

  • 60 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2021, up from 56 in Q3 2021.
  • Funds reported $65.5M of Oxford Lane Capital stock for Q4 2021, up 19% quarter-over-quarter.
  • 14 funds opened new Oxford Lane Capital positions in Q4 2021 and 9 closed out, a net change of +5 holders.
  • The largest Oxford Lane Capital buyer in Q4 2021 was Citadel Advisors, an estimated $2.65M added.
  • The largest Oxford Lane Capital seller in Q4 2021 was Anfield Capital Management, an estimated $1.82M sold.

Based on aggregated 13F filings for Q4 2021.