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OXLC

Oxford Lane Capital

36 hedge funds and large institutions have $9.67M invested in Oxford Lane Capital in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

1% more capital invested

Capital invested by funds: $9.59M → $9.67M (+$83.8K)

0.23% less ownership

Funds ownership: 0.82%0.59% (-0.23%)

5% less funds holding

Funds holding: 3836 (-2)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
12
Reduced
8
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$28K -$49K -2,419 -64%
GWM
27
Geneos Wealth Management
Colorado
$27K
TRCT
28
Tower Research Capital (TRC)
New York
$14K +$12.1K +598 +748%
HFA
29
HC Financial Advisors
California
$10K
CAC
30
Certified Advisory Corp
Florida
$8K
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$8K
LFG
32
Larson Financial Group
Missouri
$6K +$5.86K +289 New
RMC
33
Resources Management Corp
Connecticut
$4K
WEC
34
Winslow Evans & Crocker
Massachusetts
$4K
PAG
35
Private Advisor Group
New Jersey
$3K +$2.57K +127 New
CAN
36
Cetera Advisor Networks
California
$1K -$1.18M -58,219 -100%
Neuberger Berman Group
37
Neuberger Berman Group
New York
-$1.67M -80,000 Closed
ACM
38
Arlington Capital Management
Illinois
-$553K -26,521 Closed
FCH
39
Freestone Capital Holdings
Washington
-$501 -24,009 Closed
Baird Financial Group
40
Baird Financial Group
Wisconsin
-$236K -11,299 Closed
Jane Street
41
Jane Street
New York
-$174K -8,342 Closed
SFA
42
Sequoia Financial Advisors
Ohio
-$116K -5,586 Closed
CSS
43
Cubist Systematic Strategies
Connecticut
-$115K -5,529 Closed
MA
44
Mutual Advisors
Nebraska
-$64K -3,050 Closed
WAS
45
WESPAC Advisors SoCal
California
-$51K -2,060 Closed
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
-$43K -2,046 Closed
ASN
47
Advisory Services Network
Georgia
-$2K -80 Closed

OXLC Hedge Fund Activity: Q2 2020 in Review

36 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2020, worth a combined $9.67M — up 0.87% from $9.59M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of OXLC and 9 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 12 added.

The largest buyer was Q Global Advisors, opening a new position worth an estimated $1.78M. The largest seller was Neuberger Berman Group, exiting entirely with an estimated $1.67M sold.

  • 36 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2020, down from 38 in Q1 2020.
  • Funds reported $9.67M of Oxford Lane Capital stock for Q2 2020, up 0.87% quarter-over-quarter.
  • 9 funds opened new Oxford Lane Capital positions in Q2 2020 and 11 closed out, a net change of -2 holders.
  • The largest Oxford Lane Capital buyer in Q2 2020 was Q Global Advisors, an estimated $1.78M added.
  • The largest Oxford Lane Capital seller in Q2 2020 was Neuberger Berman Group, an estimated $1.67M sold.

Based on aggregated 13F filings for Q2 2020.