OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

36 hedge funds and large institutions have $9.54M invested in Oxford Lane Capital in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
12
Reduced
7
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QGA
Q Global Advisors
Texas
+$1.81M
2
Invesco
Invesco
Georgia
+$1.72M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$264K
4
UBS Group
UBS Group
Switzerland
+$260K
5
Morgan Stanley
Morgan Stanley
New York
+$254K

Top Sellers

1
Neuberger Berman Group
Neuberger Berman Group
New York
-$1.67M
2
CAN
Cetera Advisor Networks
California
-$1.46M
3
ACM
Arlington Capital Management
Illinois
-$553K
4
LPL Financial
LPL Financial
California
-$547K
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$236K
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
26
Geneos Wealth Management
Colorado
$27K – – –
TRCT
27
Tower Research Capital (TRC)
New York
$14K +$12.3K +2,990 +748%
HFA
28
HC Financial Advisors
California
$10K – – –
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$8K – – –
CAC
30
Certified Advisory Corp
Florida
$8K – – –
LFG
31
Larson Financial Group
Missouri
$6K +$6K +1,446 New
RMC
32
Resources Management Corp
Connecticut
$4K – – –
WEC
33
Winslow Evans & Crocker
Massachusetts
$4K – – –
PAG
34
Private Advisor Group
New Jersey
$3K +$3K +634 New
CAN
35
Cetera Advisor Networks
California
$1K -$1.46M -291,094 -100%
Neuberger Berman Group
36
Neuberger Berman Group
New York
– -$1.67M -400,000 Closed
ACM
37
Arlington Capital Management
Illinois
– -$553K -132,607 Closed
FCH
38
Freestone Capital Holdings
Washington
– -$501 -120,045 Closed
Baird Financial Group
39
Baird Financial Group
Wisconsin
– -$236K -56,494 Closed
Jane Street
40
Jane Street
New York
– -$174K -41,710 Closed
SFA
41
Sequoia Financial Advisors
Ohio
– -$116K -27,930 Closed
CSS
42
Cubist Systematic Strategies
Connecticut
– -$115K -27,643 Closed
MA
43
Mutual Advisors
Nebraska
– -$64K -15,248 Closed
WAS
44
WESPAC Advisors SoCal
California
– -$51K -10,300 Closed
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
– -$43K -10,232 Closed
ASN
46
Advisory Services Network
Georgia
– -$2K -400 Closed
1
2