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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWA
101
Arete Wealth Advisors
Illinois
$647K +$645K +12,669 New
BRWA
102
B. Riley Wealth Advisors
Florida
$627K +$77.5K +1,521 +14%
CAAS
103
Capital Asset Advisory Services
Michigan
$619K +$618K +12,132 New
SPIA
104
Steward Partners Investment Advisory
New York
$595K +$320K +6,293 +117%
CA
105
Cetera Advisors
Colorado
$594K +$207K +4,073 +54%
PAS
106
Partnervest Advisory Services
California
$585K +$584K +11,459 New
WS
107
Wedbush Securities
California
$575K +$1.22K +24 +0.2%
SI
108
Stephens Inc
Arkansas
$554K -$7.13K -140 -1%
ACM
109
Allred Capital Management
Texas
$544K +$543K +10,671 New
SG
110
StoneX Group
New York
$532K +$51.1K +1,004 +11%
1IA
111
1834 Investment Advisors
Wisconsin
$530K -$11.1K -218 -2%
SCM
112
Smith Capital Management
Arkansas
$511K +$509K +10,000 New
JIP
113
Jaffetilchin Investment Partners
Florida
$484K -$4.23K -83 -0.9%
NFG
114
Next Financial Group
Texas
$472K +$471K +9,244 New
NEPWA
115
New England Private Wealth Advisors
Massachusetts
$456K +$3.16K +62 +0.7%
SPC
116
Sigma Planning Corp
Michigan
$446K -$7.69K -151 -2%
BWCS
117
Beirne Wealth Consulting Services
Connecticut
$435K +$434K +8,517 New
Bank of New York Mellon
118
Bank of New York Mellon
New York
$403K +$133K +2,612 +50%
AF
119
Allworth Financial
California
$398K +$397K +7,797 New
Koshinski Asset Management
120
Koshinski Asset Management
Illinois
$396K +$87.1K +1,710 +28%
HFS
121
HL Financial Services
Kentucky
$394K -$613K -12,029 -61%
CAM
122
Concorde Asset Management
Michigan
$388K -$60.7K -1,192 -14%
VWM
123
Venturi Wealth Management
Texas
$386K -$140K -2,755 -27%
RJT
124
Raymond James Trust
Florida
$365K – – –
TW
125
Towerpoint Wealth
California
$362K +$361K +7,089 New