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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
HCM
201
Highlander Capital Management
New Jersey
$47K 3,532 – –
Carson Wealth (CWM LLC)
202
Carson Wealth (CWM LLC)
Nebraska
$43K 3,251 +88 +3%
CAS
203
Coppell Advisory Solutions
Texas
$41.8K 3,159 +3,159 New
CASC
204
Coppell Advisory Solutions Corp
Texas
$41.8K 3,159 +3,159 New
IGWM
205
ICA Group Wealth Management
Colorado
$39.7K 3,000 +3,000 New
TCM
206
Tradewinds Capital Management
Washington
$39K 2,953 +73 +3%
MCC
207
Money Concepts Capital
Florida
$38.1K 2,883 +1,983 +220%
HI
208
Harbour Investments
Wisconsin
$36.4K 2,751 +96 +4%
HCM
209
Hollencrest Capital Management
California
$33.3K 2,522 +2,522 New
QL
210
Quarry LP
New York
$32.4K 2,452 +2,452 New
DAM
211
Delta Asset Management
Tennessee
$31.6K 2,388 +2,388 New
BWA
212
BDO Wealth Advisors
Florida
$31.1K 2,351 +71 +3%
EWA
213
EverSource Wealth Advisors
Alabama
$29.8K 2,252 +2,252 New
WOSD
214
WFA of San Diego
California
$29.1K 2,200 +2,200 New
PMFA
215
Plante Moran Financial Advisors
Michigan
$26.7K 2,022 +50 +3%
CFB
216
Cullen/Frost Bankers
Texas
$26.4K 2,000 – –
HCP
217
Hexagon Capital Partners
Arkansas
$24.3K 1,841 -7 -0.4%
Northwestern Mutual Wealth Management
218
Northwestern Mutual Wealth Management
Wisconsin
$24.3K 1,835 +335 +22%
KA
219
Kozak & Associates
Colorado
$22K 1,672 +41 +3%
KFS
220
Kelly Financial Services
Massachusetts
$21.9K 1,657 +57 +4%
FFA
221
Farther Finance Advisors
California
$21.4K 1,620 +1,620 New
WB
222
Webster Bank
Connecticut
$19K 1,400 – –
CS
223
Comerica Securities
Michigan
$19K 1,436 +1,436 New
AA
224
Ancora Advisors
Ohio
$17K 1,250 -23,000 -95%
AWM
225
Accurate Wealth Management
Florida
$16K 1,200 +1,200 New
7 8
9
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