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Hercules Capital
HTGC

Overview Fund Activity

288 hedge funds and large institutions have $549M invested in Hercules Capital in 2023 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 114 increasing their positions, 62 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
288
Holders Change
+24
Holders Change %
+9.09%
% of All Funds
4.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
52
Increased
114
Reduced
62
Closed
23
Calls
$17.3M
Puts
$5.69M
Net Calls
+$11.6M
Net Calls Change
+$2.3M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.1M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$30.2M
3
VanEck Associates
3
VanEck Associates
New York
$40.3M
4
Goldman Sachs
4
Goldman Sachs
New York
$4.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M

Top Sellers

1
MHI
1
Miller Howard Investments
New York
$4.5M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$2.86M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$6.59M
5
CF
5
Centaurus Financial
California
$4.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
AFO
176
Allie Family Office
Florida
$250K – – –
PI
177
PFG Investments
New York
$246K -$16.4K -985 -6%
ACM
178
Anfield Capital Management
California
$246K +$40.5K +2,432 +20%
WS
179
Wedbush Securities
California
$245K -$12.2K -735 -5%
KFA
180
Kelleher Financial Advisors
New York
$244K +$244K +14,660 New
MA
181
Mutual Advisors
Nebraska
$244K +$244K +14,642 New
Mariner
182
Mariner
Kansas
$240K +$28.9K +1,732 +14%
LNWWM
183
Laird Norton Wetherby Wealth Management
California
$240K – – –
QIM
184
Quest Investment Management
Oregon
$235K – – –
BFA
185
Beaumont Financial Advisors
Massachusetts
$235K +$6.6K +396 +3%
CRI
186
Colonial River Investments
Virginia
$233K +$60.7K +3,639 +35%
Corient Private Wealth
187
Corient Private Wealth
Florida
$220K -$30K -1,798 -12%
Allspring Global Investments
188
Allspring Global Investments
North Carolina
$218K – – –
AI
189
Atom Investors
Texas
$213K +$213K +12,768 New
Capstone Investment Advisors
190
Capstone Investment Advisors
New York
$211K +$211K +12,681 New
NA
191
NewEdge Advisors
Louisiana
$210K +$9.1K +526 +5%
MA
192
MAS Advisors
Florida
$209K +$38.3K +2,295 +22%
YIH
193
Y-Intercept (HK)
Hong Kong
$209K +$209K +12,523 New
SWP
194
Stratos Wealth Partners
Ohio
$205K -$1.55K -93 -0.8%
CW
195
Channel Wealth
California
$203K – – –
VIA
196
Virtus Investment Advisers
Connecticut
$203K – – –
WCM
197
WealthBridge Capital Management
Ohio
$200K – – –
BWM
198
BigSur Wealth Management
Florida
$200K +$200K +12,000 New
LA
199
LM Advisors
California
$198K +$198K +11,900 New
Fisher Asset Management
200
Fisher Asset Management
Washington
$198K +$198K +11,890 New
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