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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
176
Quest Investment Management
Oregon
$232K – – –
JPMPWA
177
J.P. Morgan Private Wealth Advisors
California
$225K -$113K -6,909 -33%
BFA
178
Beaumont Financial Advisors
Massachusetts
$225K +$6.06K +369 +3%
Verition Fund Management
179
Verition Fund Management
Connecticut
$223K -$183K -11,143 -45%
Allspring Global Investments
180
Allspring Global Investments
North Carolina
$215K – – –
LWA
181
Lineweaver Wealth Advisors
Ohio
$209K +$2.79K +170 +1%
Mariner
182
Mariner
Kansas
$208K +$8.62K +525 +4%
SWP
183
Stratos Wealth Partners
Ohio
$203K +$203K +12,380 New
ACM
184
Anfield Capital Management
California
$202K +$202K +12,316 New
CW
185
Channel Wealth
California
$200K -$13.3K -809 -6%
VIA
186
Virtus Investment Advisers
Connecticut
$200K – – –
WCM
187
WealthBridge Capital Management
Ohio
$197K – – –
OPA
188
Old Port Advisors
Maine
$196K +$196K +11,942 New
HT
189
Heritage Trust
Oklahoma
$195K – – –
NA
190
NewEdge Advisors
Louisiana
$191K -$32.8K -2,000 -15%
HF
191
HRT Financial
New York
$189K +$189K +11,556 New
OAM
192
Origin Asset Management
United Kingdom
$187K +$187K +11,400 New
CCA
193
Childress Capital Advisors
Texas
$187K +$187K +11,370 New
P
194
&Partners
Tennessee
$184K -$17.7K -1,075 -9%
Brown Advisory
195
Brown Advisory
Maryland
$180K – – –
JMF
196
Johnson Midwest Financial
Iowa
$172K – – –
CRI
197
Colonial River Investments
Virginia
$170K +$170K +10,338 New
MA
198
MAS Advisors
Florida
$168K – – –
NHC
199
Nicholas Hoffman & Company
Georgia
$168K +$168K +10,228 New
TC
200
Telemus Capital
Michigan
$164K – – –
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8
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