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Hercules Capital
HTGC

Overview Fund Activity

236 hedge funds and large institutions have $363M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 64 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
-12
Holders Change %
-4.84%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
29
Increased
96
Reduced
64
Closed
36
Calls
$4.44M
Puts
$8.7M
Net Calls
-$4.26M
Net Calls Change
-$8.23M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$17.3M
2
GIP
2
Granite Investment Partners
California
$9.6M
3
Northern Trust
3
Northern Trust
Illinois
$5.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.68M
5
CSS
5
Cubist Systematic Strategies
Connecticut
$3.81M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$0
2
LI
2
Leeward Investments
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$377K
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
176
Stratos Wealth Partners
Ohio
$125K -$106K -9,130 -46%
TC
177
Telemus Capital
Michigan
$116K – – –
CWM
178
Cedar Wealth Management
California
$113K -$97K -8,375 -46%
TRCT
179
Tower Research Capital (TRC)
New York
$99K +$23.7K +2,056 +32%
PO
180
Private Ocean
California
$86K – – –
LC
181
Lindbrook Capital
California
$85K -$277K -23,932 -77%
PA
182
Parallel Advisors
California
$82K +$65.9K +5,666 +410%
AIP
183
Almanack Investment Partners
Pennsylvania
$67K +$67K +5,811 New
BLC
184
Brown, Lisle/Cummings
Rhode Island
$61.4K – – –
OCM
185
Orion Capital Management
California
$58K +$11.6K +1,000 +25%
GRP
186
Global Retirement Partners
California
$56K +$1.19K +82 +2%
HNWAG
187
High Net Worth Advisory Group
Florida
$46K – – –
BNP Paribas Financial Markets
188
BNP Paribas Financial Markets
France
$42.7K +$39.2K +3,382 +1,105%
HCM
189
Highlander Capital Management
New Jersey
$41K – – –
Carson Wealth (CWM LLC)
190
Carson Wealth (CWM LLC)
Nebraska
$37K +$175 +15 +0.5%
HI
191
Harbour Investments
Wisconsin
$36K – – –
TCM
192
Tradewinds Capital Management
Washington
$33K +$733 +64 +2%
Nomura Asset Management
193
Nomura Asset Management
Japan
$28.8K +$19.4K +1,676 +206%
CWC
194
Carolinas Wealth Consulting
North Carolina
$27K -$19.6K -1,703 -42%
SIC
195
Salem Investment Counselors
North Carolina
$27K +$25.8K +2,200 +2,200%
BWA
196
BDO Wealth Advisors
Florida
$26K +$718 +63 +3%
CFB
197
Cullen/Frost Bankers
Texas
$23K – – –
PMFA
198
Plante Moran Financial Advisors
Michigan
$23K +$513 +44 +2%
WFA
199
Wipfli Financial Advisors
Wisconsin
$22K +$22K +1,919 New
HCP
200
Hexagon Capital Partners
Arkansas
$21K +$932 +82 +5%
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8
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