Hercules Capital
HTGC
161 hedge funds and large institutions have $393M invested in Hercules Capital in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 67 reducing their positions, and 25 closing their positions.
8% less first-time investments, than exits
New positions opened: 23 | Existing positions closed: 25
1% less funds holding
Funds holding: 163 → 161 (-2)
2.02% less ownership
Funds ownership: 40.57% → 38.55% (-2%)
12% less capital invested
Capital invested by funds: $448M → $393M (-$54.9M)
20% less funds holding in top 10
Funds holding in top 10: 5 → 4 (-1)
34% less repeat investments, than reductions
Existing positions increased: 44 | Existing positions reduced: 67
52% less call options, than puts
Call options by funds: $860K | Put options by funds: $1.78M
Top Buyers
| 1 |
Wells Fargo
San Francisco,
California
|
+$7.65M |
| 2 |
AM
Ares Management
Los Angeles,
California
|
+$4.18M |
| 3 |
CFG
CNO Financial Group
Carmel,
Indiana
|
+$3.06M |
| 4 |
CF
Centaurus Financial
Anaheim,
California
|
+$1.82M |
| 5 |
OCG
Opus Capital Group
Cincinnati,
Ohio
|
+$1.81M |
Top Sellers
| 1 |
MC
Muzinich & Co
New York
|
-$8.91M |
| 2 |
MWNA
Marshall Wace North America
New York
|
-$4.28M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$4.19M |
| 4 |
Millennium Management
New York
|
-$3.71M |
| 5 |
Two Sigma Investments
New York
|
-$2.89M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CA
176
Calton & Associates
Tampa,
Florida
| – | -$12K | -951 | Closed |
|
|
DOA
177
D'Orazio & Associates
Falls Church,
Virginia
| – | -$7K | -500 | Closed |
|
|
APA
178
American Portfolios Advisors
Holbrook,
New York
| – | -$5.58K | -425 | Closed |
|
|
YWP
179
YorkBridge Wealth Partners
New York
| – | -$4K | -300 | Closed |
|
|
SPI
180
Santori & Peters Inc
Canonsburg,
Pennsylvania
| – | -$3K | -245 | Closed |
|
181
AssetMark Inc
Concord,
California
| – | -$3K | -200 | Closed |
|
|
RWA
182
Ropes Wealth Advisors
Boston,
Massachusetts
| – | -$1K | -97 | Closed |
|
|
HNB
183
Huntington National Bank
Columbus,
Ohio
| – | -$1K | -93 | Closed |
|
184
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$1K | -77 | Closed |
|
|
APP
185
Avantax Planning Partners
Dubuque,
Iowa
| – | +$464 | +37 | New |
|
HTGC Hedge Fund Activity: Q1 2018 in Review
161 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q1 2018, worth a combined $393M — down 12% from $448M a quarter earlier.
Sellers outnumbered buyers: 25 funds closed out of HTGC and 23 opened new positions — a net loss of 2 holders — while 67 trimmed existing stakes and 44 added.
The largest buyer was Wells Fargo, adding an estimated $7.65M. The largest seller was Muzinich & Co, cutting an estimated $8.91M.
- 161 institutional investors held Hercules Capital (HTGC) as of Q1 2018, down from 163 in Q4 2017.
- Funds reported $393M of Hercules Capital stock for Q1 2018, down 12% quarter-over-quarter.
- 23 funds opened new Hercules Capital positions in Q1 2018 and 25 closed out, a net change of -2 holders.
- The largest Hercules Capital buyer in Q1 2018 was Wells Fargo, an estimated $7.65M added.
- The largest Hercules Capital seller in Q1 2018 was Muzinich & Co, an estimated $8.91M sold.
Based on aggregated 13F filings for Q1 2018.