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Hercules Capital
HTGC

Overview Fund Activity

183 hedge funds and large institutions have $371M invested in Hercules Capital in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 78 increasing their positions, 58 reducing their positions, and 31 closing their positions.

Holders
183
Holders Change
-16
Holders Change %
-8.04%
% of All Funds
3.76%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
16
Increased
78
Reduced
58
Closed
31
Calls
$2.87M
Puts
$3.96M
Net Calls
-$1.09M
Net Calls Change
-$583K

Top Buyers

1
Assenagon Asset Management
1
Assenagon Asset Management
Luxembourg
$5.54M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$3.52M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$22.1M
4
MHI
4
Miller Howard Investments
New York
$5.01M
5
CF
5
Centaurus Financial
California
$8.47M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$42.2M
2
Deutsche Bank
2
Deutsche Bank
Germany
$754K
3
Macquarie Group
3
Macquarie Group
Australia
$76K
4
Millennium Management
4
Millennium Management
New York
$2.73M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$259K
Name Market Value Shares Shares
Change 		Shares
Change %
TCM
151
Tradewinds Capital Management
Washington
$25K 2,373 +65 +3%
PCG
152
Private Capital Group
Connecticut
$22K 2,148 – –
Northwestern Mutual Wealth Management
153
Northwestern Mutual Wealth Management
Wisconsin
$16K 1,500 – –
Fidelity Investments
154
Fidelity Investments
Massachusetts
$16K 1,501 +1,500 +150,000%
PMFA
155
Plante Moran Financial Advisors
Michigan
$15K 1,431 +39 +3%
PA
156
Parallel Advisors
California
$14K 1,381 -1,805 -57%
CFN
157
Cordasco Financial Network
Florida
$14K 1,314 +36 +3%
AA
158
Ancora Advisors
Ohio
$13K 1,250 – –
TRCT
159
Tower Research Capital (TRC)
New York
$11K 1,117 -41,475 -97%
Fifth Third Bancorp
160
Fifth Third Bancorp
Ohio
$11K 1,047 – –
AWM
161
Avior Wealth Management
Nebraska
$11K 1,060 – –
BWA
162
BDO Wealth Advisors
Florida
$11K 1,058 +30 +3%
CAN
163
Cetera Advisor Networks
California
$11K 1,038 +1,038 New
TFS
164
TrustCore Financial Services
Tennessee
$10K 955 -1,000 -51%
SBL
165
Sargent Bickham Lagudis
Colorado
$10K 1,000 – –
First Manhattan
166
First Manhattan
New York
$8K 825 – –
DAM
167
Delta Asset Management
Tennessee
$8K 800 – –
CAM
168
ClariVest Asset Management
California
$8K 730 +85 +13%
RWB
169
RMR Wealth Builders
New Jersey
$7K 642 +642 New
BFEC
170
Benjamin F. Edwards & Company
Missouri
$5K 500 – –
SF
171
Synovus Financial
Georgia
$5K 519 +15 +3%
GAM
172
Gemmer Asset Management
California
$5K 500 +500 New
THWM
173
Taylor Hoffman Wealth Management
Virginia
$5K 500 +500 New
SFS
174
Sowell Financial Services
Arkansas
$3K 295 -525 -64%
MF
175
Manchester Financial
California
$3K 243 – –
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7
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