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Hercules Capital
HTGC

Overview Fund Activity

261 hedge funds and large institutions have $432M invested in Hercules Capital in 2022 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 97 increasing their positions, 64 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+25
Holders Change %
+10.59%
% of All Funds
4.21%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
48
Increased
97
Reduced
64
Closed
19
Calls
$9.31M
Puts
$27.9M
Net Calls
-$18.6M
Net Calls Change
-$14.4M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$10.1M
2
SIS
2
Sound Income Strategies
Florida
$32.3M
3
Connor, Clark & Lunn Investment Management (CC&L)
3
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$2.93M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$2.06M
5
SNB
5
Security National Bank
Nebraska
$4.41M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$14.9M
2
UBS Group
2
UBS Group
Switzerland
$4M
3
T. Rowe Price Investment Management
3
T. Rowe Price Investment Management
Maryland
$18.3M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$10.5M
5
Wells Fargo
5
Wells Fargo
California
$7.45M
Name Market Value Shares Shares
Change 		Shares
Change %
FFWM
126
Future Financial Wealth Management
Ohio
$374K 28,300 -3,000 -10%
QT
127
Quantbot Technologies
New York
$347K 26,243 +26,243 New
PI
128
Putnam Investments
Massachusetts
$346K 26,169 +2,742 +12%
SI
129
Stephens Inc
Arkansas
$346K 26,150 +2,483 +10%
Creative Planning
130
Creative Planning
Kansas
$345K 26,104 -46 -0.2%
MP
131
McDonald Partners
Ohio
$344K 26,000 +26,000 New
VEA
132
Virtus ETF Advisers
New York
$338K 25,539 -5,052 -17%
AI
133
Accredited Investors
Minnesota
$331K 25,000 – –
CC
134
Cipher Capital
New York
$314K 23,749 +23,749 New
JPMPWA
135
J.P. Morgan Private Wealth Advisors
California
$313K 23,648 +497 +2%
AAG
136
Armstrong Advisory Group
Massachusetts
$310K 23,421 +23,421 New
SFS
137
Sowell Financial Services
Arkansas
$309K 23,397 +593 +3%
GC
138
Guggenheim Capital
Illinois
$308K 23,273 +3,349 +17%
FFA
139
Founders Financial Alliance
North Carolina
$301K 22,742 +796 +4%
GWM
140
Geneos Wealth Management
Colorado
$298K 22,540 +2,825 +14%
MA
141
MAS Advisors
Florida
$294K 22,256 +11,009 +98%
ECM
142
ExodusPoint Capital Management
New York
$294K 22,208 +22,208 New
Allspring Global Investments
143
Allspring Global Investments
North Carolina
$280K 21,200 – –
SS
144
Sunbelt Securities
Texas
$278K 21,057 +784 +4%
NA
145
NewEdge Advisors
Louisiana
$275K 21,979 +10,071 +85%
CA
146
Continuum Advisory
Idaho
$267K 20,215 – –
IWM
147
IHT Wealth Management
Illinois
$265K 20,063 +1,264 +7%
MML Investors Services
148
MML Investors Services
Massachusetts
$264K 19,962 +8 +0%
FNT
149
First National Trust
Pennsylvania
$260K 19,634 – –
PWP
150
Principle Wealth Partners
Connecticut
$254K 19,190 – –
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