HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

236 hedge funds and large institutions have $363M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 64 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
-12
Holders Change %
-4.84%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
29
Increased
96
Reduced
64
Closed
36
Calls
$4.44M
Puts
$8.7M
Net Calls
-$4.26M
Net Calls Change
-$8.23M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$17.3M
2
GIP
2
Granite Investment Partners
California
$9.6M
3
Northern Trust
3
Northern Trust
Illinois
$5.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.68M
5
CSS
5
Cubist Systematic Strategies
Connecticut
$3.81M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$0
2
LI
2
Leeward Investments
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$377K
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
126
Ancora Advisors
Ohio
$280K – – –
SI
127
Stephens Inc
Arkansas
$274K -$9.09K -785 -3%
PI
128
Putnam Investments
Massachusetts
$272K +$272K +23,427 New
JPMPWA
129
J.P. Morgan Private Wealth Advisors
California
$268K +$22.3K +1,926 +9%
SFS
130
Sowell Financial Services
Arkansas
$264K -$405 -35 -0.2%
FFA
131
Founders Financial Alliance
North Carolina
$254K +$7.85K +678 +3%
Allspring Global Investments
132
Allspring Global Investments
North Carolina
$245K – – –
SS
133
Sunbelt Securities
Texas
$235K +$51.3K +4,426 +28%
CA
134
Continuum Advisory
Idaho
$234K – – –
KAS
135
Kestra Advisory Services
Texas
$233K +$19.2K +1,660 +9%
GC
136
Guggenheim Capital
Illinois
$231K +$16.5K +1,427 +8%
MML Investors Services
137
MML Investors Services
Massachusetts
$231K +$110K +9,480 +91%
GWM
138
Geneos Wealth Management
Colorado
$228K -$85.8K -7,420 -27%
FNT
139
First National Trust
Pennsylvania
$227K – – –
VIA
140
Virtus Investment Advisers
Connecticut
$224K +$224K +19,319 New
APA
141
American Portfolios Advisors
New York
$223K +$75.3K +6,501 +51%
IWM
142
IHT Wealth Management
Illinois
$218K +$17.8K +1,539 +9%
GLA
143
Good Life Advisors
Pennsylvania
$215K -$3.24K -280 -1%
II
144
Inspire Investing
Idaho
$207K +$207K +17,896 New
CG
145
Caprock Group
Idaho
$197K +$11.6K +1,000 +6%
VAS
146
Vestmark Advisory Solutions
Massachusetts
$191K -$116 -10 -0.1%
WI
147
Wintrust Investments
Illinois
$189K +$189K +16,361 New
WP
148
WMS Partners
Maryland
$181K +$7.32K +632 +4%
QIM
149
Quest Investment Management
Oregon
$177K – – –
AFO
150
Allie Family Office
Florida
$174K – – –
4 5
6
7 8