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Hercules Capital
HTGC

Overview Fund Activity

169 hedge funds and large institutions have $392M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.

Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
3.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
32
Increased
59
Reduced
51
Closed
31
Calls
$494K
Puts
$3.68M
Net Calls
-$3.19M
Net Calls Change
-$2.61M

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27.4M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$25.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$6.26M
4
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$30.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.84M

Top Sellers

1
AM
1
Ares Management
California
$7.33M
2
UBS Group
2
UBS Group
Switzerland
$16.6M
3
NC
3
Northpointe Capital
Michigan
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$0
5
CFG
5
CNO Financial Group
Indiana
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
126
Smithfield Trust
Pennsylvania
$88K +$88K +6,934 New
OIA
127
Optimum Investment Advisors
Illinois
$82K -$883K -70,000 -92%
WCM
128
WealthBridge Capital Management
Ohio
$82K -$51.9K -3,800 -39%
CAGAS
129
Capital Advisory Group Advisory Services
Minnesota
$72K +$20.4K +1,600 +40%
APA
130
American Portfolios Advisors
New York
$67.1K +$26K +2,057 +63%
PO
131
Private Ocean
California
$59K – – –
PCG
132
Private Capital Group
Connecticut
$56K – – –
AA
133
Advisory Alpha
Michigan
$48.9K +$48.9K +3,557 New
TRCT
134
Tower Research Capital (TRC)
New York
$48K -$93.5K -7,417 -66%
HCM
135
Highlander Capital Management
New Jersey
$45K – – –
CCM
136
Covington Capital Management
California
$44K – – –
Carson Wealth (CWM LLC)
137
Carson Wealth (CWM LLC)
Nebraska
$43K +$43K +2,511 New
RCAG
138
Rehmann Capital Advisory Group
Michigan
$32.1K +$734 +58 +2%
RFC
139
Regions Financial Corp
Alabama
$32K +$32K +2,500 New
CFN
140
Cordasco Financial Network
Florida
$31K +$31K +2,466 New
OWD
141
Osborn Williams & Donohoe
Ohio
$30K +$30K +2,350 New
TCM
142
Tradewinds Capital Management
Washington
$27K +$604 +47 +2%
TFS
143
TrustCore Financial Services
Tennessee
$25K +$25K +1,955 New
BNP Paribas Financial Markets
144
BNP Paribas Financial Markets
France
$23.3K +$418 +33 +2%
JIR
145
James Investment Research
Ohio
$23K – – –
LPWM
146
Lake Point Wealth Management
Texas
$22K +$22K +1,750 New
FHB
147
First Hawaiian Bank
Hawaii
$18K – – –
GAM
148
Gemmer Asset Management
California
$15K -$10K -800 -40%
AF
149
Advisornet Financial
Minnesota
$15K +$15K +1,200 New
MC
150
Muzinich & Co
New York
$15K -$2.26K -178,724 -13%
4 5
6
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