HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

246 hedge funds and large institutions have $515M invested in Hercules Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 90 increasing their positions, 59 reducing their positions, and 17 closing their positions.

Holders
246
Holders Change
+28
Holders Change %
+12.84%
% of All Funds
3.8%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
49
Increased
90
Reduced
59
Closed
17
Calls
$9.02M
Puts
$11.2M
Net Calls
-$2.16M
Net Calls Change
-$521K

Top Buyers

1
CSS
1
Cubist Systematic Strategies
Connecticut
$3.43M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.68M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$12M
4
VanEck Associates
4
VanEck Associates
New York
$24.5M
5
HF
5
HRT Financial
New York
$2.31M

Top Sellers

1
Invesco
1
Invesco
Georgia
$773K
2
N
2
Natixis
France
$476K
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$35.7M
4
ACM
4
Advisors Capital Management
New Jersey
$14.4M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$235K
Name Market Value Shares Shares
Change 		Shares
Change %
SPIA
101
Steward Partners Investment Advisory
New York
$681K 41,055 +5,518 +16%
US Bancorp
102
US Bancorp
Minnesota
$664K 40,028 -194 -0.5%
CA
103
Cetera Advisors
Colorado
$647K 38,973 -1,122 -3%
DTL
104
Dynamic Technology Lab
Singapore
$641K 38,608 +38,608 New
RJFSA
105
Raymond James Financial Services Advisors
Florida
$637K 38,415 +2,958 +8%
Envestnet Asset Management
106
Envestnet Asset Management
Illinois
$631K 38,055 +168 +0.4%
FFWM
107
Future Financial Wealth Management
Ohio
$602K 36,250 -750 -2%
AIC
108
Archer Investment Corporation
Indiana
$589K 35,500 – –
LC
109
Lindbrook Capital
California
$552K 33,272 – –
Allianz Asset Management
110
Allianz Asset Management
Germany
$545K 32,881 -174 -0.5%
CC
111
Claybrook Capital
Massachusetts
$541K 32,620 – –
SIA
112
Sit Investment Associates
Minnesota
$539K 32,500 +5,825 +22%
MM
113
MQS Management
New York
$528K 31,856 +31,856 New
CANY
114
Caxton Associates (New York)
New York
$511K 30,823 – –
Cerity Partners
115
Cerity Partners
New York
$511K 30,776 +983 +3%
VEA
116
Virtus ETF Advisers
New York
$506K 30,526 -5,134 -14%
GCP
117
GSA Capital Partners
United Kingdom
$500K 30,142 +30,142 New
TI
118
Tidal Investments
Wisconsin
$492K 29,683 +9,603 +48%
PCM
119
Prelude Capital Management
New York
$491K 29,575 – –
Millennium Management
120
Millennium Management
New York
$487K 29,385 +29,385 New
FNBOMD
121
First National Bank of Mount Dora
Florida
$485K 29,246 – –
TI
122
Trexquant Investment
Connecticut
$485K 29,218 +29,218 New
AWC
123
Abundance Wealth Counselors
Pennsylvania
$477K 28,773 +28,773 New
N
124
Natixis
France
$476K 28,675 -290,044 -91%
Creative Planning
125
Creative Planning
Kansas
$474K 28,565 +7,082 +33%
3 4
5
6 7