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Hercules Capital
HTGC

Overview Fund Activity

264 hedge funds and large institutions have $479M invested in Hercules Capital in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 94 increasing their positions, 68 reducing their positions, and 18 closing their positions.

Holders
264
Holders Change
+17
Holders Change %
+6.88%
% of All Funds
4.21%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
36
Increased
94
Reduced
68
Closed
18
Calls
$22M
Puts
$12.7M
Net Calls
+$9.3M
Net Calls Change
+$6.21M

Top Buyers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$20M
2
MCM
2
McKinley Capital Management
Alaska
$5.73M
3
GL
3
Graypoint LLC
New York
$2.07M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.72M
5
VanEck Associates
5
VanEck Associates
New York
$33.4M

Top Sellers

1
Connor, Clark & Lunn Investment Management (CC&L)
1
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$0
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.14M
3
BlackRock
3
BlackRock
New York
$10.5M
4
BTCPP
4
Border to Coast Pensions Partnership
United Kingdom
$6.2M
5
SSA
5
Schonfeld Strategic Advisors
New York
$544K
Name Market Value Shares Shares
Change 		Shares
Change %
TI
76
Trexquant Investment
Connecticut
$1.1M 66,784 -15,162 -19%
NGA
77
Naples Global Advisors
Florida
$1.03M 62,829 +4,100 +7%
FCM
78
FJ Capital Management
Virginia
$998K 60,806 +28,337 +87%
Cetera Investment Advisers
79
Cetera Investment Advisers
Illinois
$977K 59,489 +3,843 +7%
CSS
80
Cubist Systematic Strategies
Connecticut
$965K 58,764 -53,760 -48%
IG
81
ING Group
Netherlands
$959K 58,408 – –
N
82
Natixis
France
$948K 57,757 +4,900 +9%
TI
83
Tidal Investments
Wisconsin
$931K 56,694 +3,432 +6%
HighTower Advisors
84
HighTower Advisors
Illinois
$900K 54,801 +1,274 +2%
SHGA
85
Sand Hill Global Advisors
California
$892K 54,348 – –
QT
86
Quantbot Technologies
New York
$854K 52,004 +1,493 +3%
AWA
87
Arkadios Wealth Advisors
Georgia
$850K 51,741 +1,725 +3%
MCP
88
Mirador Capital Partners
California
$793K 48,290 +1,634 +4%
RJFSA
89
Raymond James Financial Services Advisors
Florida
$769K 46,808 +6,901 +17%
ASN
90
Advisory Services Network
Georgia
$749K 45,622 -756 -2%
IWM
91
IHT Wealth Management
Illinois
$735K 44,772 +19,690 +79%
BNP Paribas Financial Markets
92
BNP Paribas Financial Markets
France
$730K 44,479 +37,606 +547%
MP
93
McDonald Partners
Ohio
$714K 43,500 – –
AWC
94
Abundance Wealth Counselors
Pennsylvania
$695K 42,335 +42,335 New
BA
95
Bristlecone Advisors
Washington
$692K 42,118 – –
Goldman Sachs
96
Goldman Sachs
New York
$682K 41,530 -2,948 -7%
EFS
97
Essex Financial Services
Connecticut
$680K 41,430 +6,800 +20%
NSIM
98
North Star Investment Management
Illinois
$678K 41,294 -4,012 -9%
Truist Financial
99
Truist Financial
North Carolina
$665K 40,473 -2,026 -5%
US Bancorp
100
US Bancorp
Minnesota
$636K 38,735 -1,076 -3%
2 3
4
5 6