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Hercules Capital
HTGC

Overview Fund Activity

177 hedge funds and large institutions have $466M invested in Hercules Capital in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 67 increasing their positions, 48 reducing their positions, and 30 closing their positions.

Holders
177
Holders Change
-9
Holders Change %
-4.84%
% of All Funds
3.89%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
67
Reduced
48
Closed
30
Calls
$152K
Puts
$1.83M
Net Calls
-$1.68M
Net Calls Change
+$1.05M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$7.38M
2
SIS
2
Sound Income Strategies
Florida
$25.5M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$7.1M
4
BlackRock
4
BlackRock
New York
$7.5M
5
Macquarie Group
5
Macquarie Group
Australia
$3.21M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$6.75M
2
UBS Group
2
UBS Group
Switzerland
$16.3M
3
PI
3
Putnam Investments
Massachusetts
$0
4
GIM
4
Greenwich Investment Management
Connecticut
$793K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$24.7M
Name Market Value Shares Shares
Change 		Shares
Change %
MHI
26
Miller Howard Investments
New York
$4.13M 308,552 – –
VEA
27
Virtus ETF Advisers
New York
$3.97M 296,582 +33,839 +13%
PPA
28
Parametric Portfolio Associates
Washington
$3.95M 295,280 +543 +0.2%
MCM
29
McKinley Capital Management
Alaska
$3.93M 294,033 -34,188 -10%
Northern Trust
30
Northern Trust
Illinois
$3.88M 290,024 +38,080 +15%
Two Sigma Investments
31
Two Sigma Investments
New York
$3.63M 271,544 -110,775 -29%
AAM
32
Advisors Asset Management
Colorado
$3.54M 265,029 +15,564 +6%
AR
33
Advisory Research
Illinois
$3.5M 261,522 +17,048 +7%
TAM
34
Trillium Asset Management
Massachusetts
$3.42M 255,953 +555 +0.2%
AllianceBernstein
35
AllianceBernstein
Tennessee
$3.3M 247,107 – –
Macquarie Group
36
Macquarie Group
Australia
$3.21M 239,963 +106,902 +80%
Goldman Sachs
37
Goldman Sachs
New York
$3.21M 239,866 +4,328 +2%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$3.19M 238,321 -96,909 -29%
California Public Employees Retirement System
39
California Public Employees Retirement System
California
$3.05M 227,800 +66,500 +41%
Deutsche Bank
40
Deutsche Bank
Germany
$2.91M 217,382 -10,077 -4%
PCM
41
Polaris Capital Management
Massachusetts
$2.86M 213,603 +158 +0.1%
ADBIC
42
A.D. Beadell Investment Counsel
Wisconsin
$2.71M 202,989 -2,176 -1%
RJA
43
Raymond James & Associates
Florida
$2.66M 198,710 +4,665 +2%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$2.23M 166,957 +7,550 +5%
GI
45
Glovista Investments
New Jersey
$2.13M 158,978 +95,161 +149%
Invesco
46
Invesco
Georgia
$2.11M 157,915 +33,058 +26%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$2.08M 155,678 +129 +0.1%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$1.79M 133,531 +920 +0.7%
Credit Agricole
49
Credit Agricole
France
$1.78M 133,330 – –
LPL Financial
50
LPL Financial
California
$1.68M 125,651 +3,372 +3%
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