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Hercules Capital
HTGC

Overview Fund Activity

236 hedge funds and large institutions have $363M invested in Hercules Capital in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 96 increasing their positions, 64 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
-12
Holders Change %
-4.84%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
29
Increased
96
Reduced
64
Closed
36
Calls
$4.44M
Puts
$8.7M
Net Calls
-$4.26M
Net Calls Change
-$8.23M

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$17.3M
2
GIP
2
Granite Investment Partners
California
$9.6M
3
Northern Trust
3
Northern Trust
Illinois
$5.11M
4
Citadel Advisors
4
Citadel Advisors
Florida
$3.68M
5
CSS
5
Cubist Systematic Strategies
Connecticut
$3.81M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$0
2
LI
2
Leeward Investments
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$377K
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$0
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
TWA
226
TCI Wealth Advisors
Arizona
$2K +$2K +146 New
ADL
227
Asset Dedication LLC
California
$2K +$2K +200 New
GEA
228
Glen Eagle Advisors
New Jersey
$1.16K – – –
SWM
229
Spire Wealth Management
Virginia
$1K -$5.23K -601 -84%
VNA
230
Valley National Advisers
Pennsylvania
$1K – – –
PWP
231
Principle Wealth Partners
Connecticut
$222 – – –
JMF
232
Johnson Midwest Financial
Iowa
$122 – – –
WIM
233
Westside Investment Management
California
$15 – – –
T. Rowe Price Associates
234
T. Rowe Price Associates
Maryland
– -$22.1M -1,637,228 Closed
LI
235
Leeward Investments
Massachusetts
– -$8.76M -649,100 Closed
UIC
236
Uniplan Investment Counsel
Wisconsin
– -$4.07M -301,680 Closed
FCMA
237
Foresight Capital Management Advisors
Michigan
– -$1.4M -104,088 Closed
MF
238
Magnetar Financial
Illinois
– -$660 -48,930 Closed
QT
239
Quantbot Technologies
New York
– -$642K -47,619 Closed
Tudor Investment Corp
240
Tudor Investment Corp
Connecticut
– -$499K -36,961 Closed
GTCM
241
Gyon Technologies Capital Management
New Jersey
– -$420K -31,104 Closed
PCM
242
Prelude Capital Management
New York
– -$365K -27,084 Closed
Allianz Asset Management
243
Allianz Asset Management
Germany
– -$355K -26,320 Closed
WP
244
WealthSource Partners
California
– -$350K -25,945 Closed
FRM
245
Fox Run Management
Connecticut
– -$311K -23,031 Closed
Dodge & Cox
246
Dodge & Cox
California
– -$270K -20,000 Closed
QC
247
Quantedge Capital
Singapore
– -$254K -18,800 Closed
MM
248
MQS Management
New York
– -$233K -17,256 Closed
CC
249
Cipher Capital
New York
– -$203K -15,063 Closed
FAIM
250
Financial Advocates Investment Management
Washington
– -$191K -14,093 Closed
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