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Hercules Capital
HTGC

Overview Fund Activity

246 hedge funds and large institutions have $515M invested in Hercules Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 90 increasing their positions, 59 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
246
Holders Change
+28
Holders Change %
+12.84%
% of All Funds
3.8%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
49
Increased
90
Reduced
59
Closed
17
Calls
$9.02M
Puts
$11.2M
Net Calls
-$2.16M
Net Calls Change
-$521K

Top Buyers

1
CSS
1
Cubist Systematic Strategies
Connecticut
$3.43M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.68M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$12M
4
VanEck Associates
4
VanEck Associates
New York
$24.5M
5
HF
5
HRT Financial
New York
$2.31M

Top Sellers

1
Invesco
1
Invesco
Georgia
$773K
2
N
2
Natixis
France
$476K
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$35.7M
4
ACM
4
Advisors Capital Management
New Jersey
$14.4M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$235K
Name Holding Trade Value Shares
Change 		Shares
Change %
GWMIA
226
Global Wealth Management Investment Advisory
Florida
$10K +$3.62K +222 +57%
National Bank of Canada
227
National Bank of Canada
Quebec, Canada
$10K +$10K +600 New
CT
228
Cambridge Trust
Massachusetts
$10K +$10K +620 New
AA
229
AlphaMark Advisors
Kentucky
$9K – – –
WOC
230
West Oak Capital
California
$8K – – –
TAM
231
Tucker Asset Management
Colorado
$7.68K – – –
RPCONE
232
Retirement Planning Company of New England
Rhode Island
$7K +$7K +426 New
CHA
233
Carmichael Hill & Associates
Maryland
$6K – – –
GAM
234
Gemmer Asset Management
California
$5K – – –
GWSG
235
GPS Wealth Strategies Group
Colorado
$5K – – –
BNP Paribas Financial Markets
236
BNP Paribas Financial Markets
France
$4.43K -$987K -59,511 -100%
WT
237
Whittier Trust
California
$4K – – –
M1FG
238
Mach-1 Financial Group
Arkansas
$4K +$4K +272 New
PCG
239
Private Capital Group
Connecticut
$3K -$24.3K -1,198 -89%
ADL
240
Asset Dedication LLC
California
$3K – – –
VNA
241
Valley National Advisers
Pennsylvania
$3K – – –
BA
242
Bivin & Associates
Oklahoma
$3K +$3K +200 New
PA
243
PSI Advisors
Florida
$2K -$5K -250 -71%
EVM
244
Eaton Vance Management
Massachusetts
$2K – – –
CA
245
CoreCap Advisors
Michigan
$1K +$1K +22 New
ETC
246
Exchange Traded Concepts
Oklahoma
– -$473K -28,460 Closed
Barclays
247
Barclays
United Kingdom
– -$321K -19,300 Closed
AIMCA
248
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$266K -16,009 Closed
SCM
249
Shelton Capital Management
Colorado
– -$258K -15,550 Closed
BB
250
Busey Bank
Illinois
– -$240K -14,450 Closed
7 8 9
10
11