GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

38 hedge funds and large institutions have $21M invested in Gabelli Global Small and Mid-Cap Value Trust in 2022 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$2.63M
2
SFS
2
Shaker Financial Services
Virginia
$153K
3
SI
3
Stephens Inc
Arkansas
$490K
4
1WA
4
180 Wealth Advisors
Washington
$291K
5
Morgan Stanley
5
Morgan Stanley
New York
$3.8M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$997K
2
Bank of America
2
Bank of America
North Carolina
$4.78M
3
CA
3
Cornerstone Advisors
North Carolina
$377K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$519K
5
APA
5
American Portfolios Advisors
New York
$479K
Name Holding Trade Value Shares
Change 		Shares
Change %
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$31K – – –
IA
27
IFP Advisors
Florida
$15K – – –
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$6K +$2.15K +200 +56%
NSIM
29
North Star Investment Management
Illinois
$5K – – –
AF
30
Allworth Financial
California
$2K +$25 +2 +1%
FCB
31
First Command Bank
Texas
$1K -$1K -22 -50%
FCFS
32
First Command Financial Services
Texas
$1K -$1K -22 -50%
CAL
33
Capital Advisors Ltd
Ohio
$1K – – –
FWM
34
Focused Wealth Management
New York
$1K +$17 +1 +2%
HI
35
Harbour Investments
Wisconsin
$1K +$1K +99 New
1
2