GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

40 hedge funds and large institutions have $22.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
15
Reduced
7
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
$2.25M
2
PAIM
Punch & Associates Investment Management
Minnesota
$370K
3
SFS
Shaker Financial Services
Virginia
$354K
4
WAM
Wolverine Asset Management
Illinois
$277K
5
CA
Cornerstone Advisors
North Carolina
$1.19M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$3.15M
2
FAAS
First Allied Advisory Services
California
$0
3
AA
Ancora Advisors
Ohio
$44K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
5
LCM
Landscape Capital Management
New Jersey
$398K
Name Holding Trade Value Shares
Change 		Shares
Change %
Osaic Holdings
26
Osaic Holdings
Arizona
$13K -$9.04K -946 -41%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$9K +$9K +1,000 New
NSIM
28
North Star Investment Management
Illinois
$7K – – –
SFS
29
Sowell Financial Services
Arkansas
$3K +$29 +3 +1%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$3K +$62 +7 +2%
CAN
31
Cetera Advisor Networks
California
$3K +$3K +288 New
PAG
32
Private Advisor Group
New Jersey
$3K +$3K +330 New
SF
33
Synovus Financial
Georgia
$2K +$37 +4 +2%
Carson Wealth (CWM LLC)
34
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
FCFS
35
First Command Financial Services
Texas
$1K – – –
FCB
36
First Command Bank
Texas
$1K – – –
SPIA
37
Steward Partners Investment Advisory
New York
$1K – – –
FAAS
38
First Allied Advisory Services
California
– -$1.16M -159,506 Closed
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
– -$369K -50,748 Closed
KAM
40
Knightsbridge Asset Management
California
– -$79K -10,858 Closed
Goldman Sachs
41
Goldman Sachs
New York
– -$77K -10,594 Closed
WAP
42
Wealthcare Advisory Partners
Pennsylvania
– -$9K -1,247 Closed
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