GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

47 hedge funds and large institutions have $37M invested in Gabelli Global Small and Mid-Cap Value Trust in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+2
Holders Change %
+4.44%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
13
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$701K
2
Morgan Stanley
Morgan Stanley
New York
+$624K
3
MC
Matisse Capital
Oregon
+$490K
4
RTS
Round Table Services
New Jersey
+$228K
5
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$142K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$993K
2
Bank of America
Bank of America
North Carolina
-$506K
3
WAM
Wolverine Asset Management
Illinois
-$419K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$347K
5
Geode Capital Management
Geode Capital Management
Massachusetts
-$176K
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$16K -$795 -66 -5%
WAP
27
Wealthcare Advisory Partners
Pennsylvania
$15K – – –
NSIM
28
North Star Investment Management
Illinois
$10K -$2.6K -225 -21%
OC
29
Oakworth Capital
Alabama
$9K +$9K +779 New
NC
30
NewSquare Capital
Pennsylvania
$9K +$9K +800 New
QCIG
31
Quad-Cities Investment Group
Iowa
$3K -$1.46K -107 -33%
US Bancorp
32
US Bancorp
Minnesota
$3K – – –
WTC
33
WhitTier Trust Company
Nevada
$2K – – –
SWM
34
SeaCrest Wealth Management
New York
$2K – – –
SF
35
Synovus Financial
Georgia
$2K +$20 +2 +1%
IA
36
IFP Advisors
Florida
$1K -$1.25K -81 -55%
IBOK
37
Independence Bank of Kentucky
Kentucky
$1K – – –
FWM
38
Focused Wealth Management
New York
$1K – – –
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
FCFS
40
First Command Financial Services
Texas
$1K – – –
FCB
41
First Command Bank
Texas
$1K – – –
AG
42
Advisor Group
Arizona
$1K – – –
TRCT
43
Tower Research Capital (TRC)
New York
$1K +$1K +126 New
WAM
44
Wolverine Asset Management
Illinois
– -$419K -42,944 Closed
RJFSA
45
Raymond James Financial Services Advisors
Florida
– -$347K -35,439 Closed
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