GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $40.9M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
–
Holders Change %
0%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$490K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$460K
3
FIMG
Financial & Investment Management Group
Michigan
+$336K
4
MML Investors Services
MML Investors Services
Massachusetts
+$177K
5
LCM
Landscape Capital Management
New Jersey
+$154K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$541K
2
Morgan Stanley
Morgan Stanley
New York
-$376K
3
DA
Doliver Advisors
Texas
-$304K
4
BI
Bulldog Investors
New Jersey
-$304K
5
Lazard Asset Management
Lazard Asset Management
New York
-$84.2K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$54K +$25.6K +2,112 +90%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$16K +$238 +20 +2%
WAP
28
Wealthcare Advisory Partners
Pennsylvania
$15K – – –
NSIM
29
North Star Investment Management
Illinois
$13K – – –
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$13K – – –
SPIA
31
Steward Partners Investment Advisory
New York
$7K – – –
SWP
32
Stratos Wealth Partners
Ohio
$6K +$6K +503 New
QCIG
33
Quad-Cities Investment Group
Iowa
$4K – – –
IA
34
IFP Advisors
Florida
$3K -$1.64K -130 -35%
US Bancorp
35
US Bancorp
Minnesota
$3K – – –
SF
36
Synovus Financial
Georgia
$2K – – –
WTC
37
WhitTier Trust Company
Nevada
$2K – – –
SWM
38
SeaCrest Wealth Management
New York
$2K – – –
AG
39
Advisor Group
Arizona
$1K -$2.9K -290 -74%
FWM
40
Focused Wealth Management
New York
$1K -$417 -20 -29%
IBOK
41
Independence Bank of Kentucky
Kentucky
$1K – – –
SFG
42
SevenBridge Financial Group
Pennsylvania
$1K – – –
FCB
43
First Command Bank
Texas
$1K – – –
FCFS
44
First Command Financial Services
Texas
$1K – – –
Citigroup
45
Citigroup
New York
$1K – – –
CB
46
Community Bank
New York
$1K – – –
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$1K +30 New
CFA
48
Camarda Financial Advisors
Florida
$1K +$1K +78 New
GP
49
Girard Partners
Pennsylvania
$1K +$1K +125 New
DA
50
Doliver Advisors
Texas
– -$304K -25,122 Closed
1
2
3