GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $40.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
-2
Holders Change %
-3.64%
% of All Funds
1.22%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$372K
2
Bank of America
Bank of America
North Carolina
+$324K
3
RJA
Raymond James & Associates
Florida
+$307K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$304K
5
LCM
Landscape Capital Management
New Jersey
+$193K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$212K
2
UBS Group
UBS Group
Switzerland
-$154K
3
Geode Capital Management
Geode Capital Management
Massachusetts
-$59.4K
4
MC
Matisse Capital
Oregon
-$58.2K
5
KAM
Knightsbridge Asset Management
California
-$46.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
6M
26
6 Meridian
Kansas
$161K -$14.5K -1,199 -8%
UBS Group
27
UBS Group
Switzerland
$28K -$154K -12,842 -85%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$16K – – –
WAP
29
Wealthcare Advisory Partners
Pennsylvania
$15K – – –
NSIM
30
North Star Investment Management
Illinois
$13K -$1.19K -100 -8%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$13K – – –
SPIA
32
Steward Partners Investment Advisory
New York
$7K – – –
AG
33
Advisor Group
Arizona
$5K – – –
IA
34
IFP Advisors
Florida
$4K -$163 -15 -4%
QCIG
35
Quad-Cities Investment Group
Iowa
$4K +$4K +327 New
US Bancorp
36
US Bancorp
Minnesota
$3K – – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3K +210 New
SWM
38
SeaCrest Wealth Management
New York
$2K -$371 -28 -16%
SF
39
Synovus Financial
Georgia
$2K – – –
WTC
40
WhitTier Trust Company
Nevada
$2K – – –
CF
41
Centaurus Financial
California
$2K +$2K +141 New
SEI Investments
42
SEI Investments
Pennsylvania
$2K +$2K +162 New
FWM
43
Focused Wealth Management
New York
$1K – – –
Citigroup
44
Citigroup
New York
$1K – – –
CB
45
Community Bank
New York
$1K – – –
FCB
46
First Command Bank
Texas
$1K – – –
FCFS
47
First Command Financial Services
Texas
$1K – – –
IBOK
48
Independence Bank of Kentucky
Kentucky
$1K – – –
WT
49
Washington Trust
Rhode Island
$1K +$1K +100 New
TDC
50
Thompson Davis & Co
Virginia
– -$24K -2,000 Closed
1
2
3