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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

53 hedge funds and large institutions have $41.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

200% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 7

34% more capital invested

Capital invested by funds: $30.8M → $41.3M (+$10.5M)

29% more funds holding

Funds holding: 41 → 53 (+12)

12.01% more ownership

Funds ownership: 29.87% → 41.88% (+12%)

Holders
53
Holders Change
+12
Holders Change %
+29.27%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
21
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.18M
2
Bank of America
Bank of America
North Carolina
+$1.85M
3
FAAS
First Allied Advisory Services
California
+$1.63M
4
RJA
Raymond James & Associates
Florida
+$1.18M
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$844K

Top Sellers

Rank Fund Capital Flow
1
MC
Matisse Capital
Oregon
-$990K
2
FIMG
Financial & Investment Management Group
Michigan
-$820K
3
WAM
Wolverine Asset Management
Illinois
-$494K
4
1CP
1607 Capital Partners
Virginia
-$384K
5
TDC
Thompson Davis & Co
Virginia
-$60.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$181K +$36.5K +2,880 +25%
DA
27
Doliver Advisors
Texas
$181K +$180K +14,225 New
WAM
28
Wolverine Asset Management
Illinois
$28K -$494K -38,941 -94%
TDC
29
Thompson Davis & Co
Virginia
$25K -$60.8K -4,798 -71%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$17K +$3.82K +301 +28%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$13K +$4.39K +346 +49%
NSIM
32
North Star Investment Management
Illinois
$12K -$1.74K -137 -12%
AWA
33
Acorn Wealth Advisors
Michigan
$9K +$8.46K +667 New
SPIA
34
Steward Partners Investment Advisory
New York
$8K -$571 -45 -6%
IA
35
IFP Advisors
Florida
$5K -$4.15K -327 -46%
AG
36
Advisor Group
Arizona
$5K – – –
IWM
37
IHT Wealth Management
Illinois
$5K – – –
US Bancorp
38
US Bancorp
Minnesota
$3K – – –
Citigroup
39
Citigroup
New York
$2K – – –
WTC
40
WhitTier Trust Company
Nevada
$2K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$2K +$773 +61 +107%
GBT
42
Grove Bank & Trust
Florida
$2K +$1.71K +135 New
SWM
43
SeaCrest Wealth Management
New York
$2K +$2.27K +179 New
SWP
44
Stratos Wealth Partners
Ohio
$2K +$2.42K +191 New
FWM
45
Focused Wealth Management
New York
$1K – – –
PFBT
46
Parkside Financial Bank & Trust
Missouri
$1K – – –
SFG
47
SevenBridge Financial Group
Pennsylvania
$1K +$520 +41 New
MOS
48
MGO One Seven
Ohio
$1K +$824 +65 New
CB
49
Community Bank
New York
$1K +$888 +70 New
IBOK
50
Independence Bank of Kentucky
Kentucky
$1K +$1.27K +100 New
1
2
3

GGZ Hedge Fund Activity: Q4 2017 in Review

53 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q4 2017, worth a combined $41.3M — up 34% from $30.8M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GGZ positions and 5 closed out — a net gain of 12 holders — while 21 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.18M. The largest seller was Matisse Capital, cutting an estimated $990K.

  • 53 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q4 2017, up from 41 in Q3 2017.
  • Funds reported $41.3M of Gabelli Global Small and Mid-Cap Value Trust stock for Q4 2017, up 34% quarter-over-quarter.
  • 17 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q4 2017 and 5 closed out, a net change of +12 holders.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q4 2017 was Morgan Stanley, an estimated $3.18M added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q4 2017 was Matisse Capital, an estimated $990K sold.

Based on aggregated 13F filings for Q4 2017.