GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

53 hedge funds and large institutions have $41.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+12
Holders Change %
+29.27%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
21
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$13.9M
2
Bank of America
2
Bank of America
North Carolina
$4.11M
3
FAAS
3
First Allied Advisory Services
California
$1.86M
4
RJA
4
Raymond James & Associates
Florida
$3.65M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$1.41M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$1.41M
2
FIMG
2
Financial & Investment Management Group
Michigan
$0
3
WAM
3
Wolverine Asset Management
Illinois
$28K
4
1CP
4
1607 Capital Partners
Virginia
$0
5
TDC
5
Thompson Davis & Co
Virginia
$25K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$181K +$36.6K +2,880 +25%
DA
27
Doliver Advisors
Texas
$181K +$181K +14,225 New
WAM
28
Wolverine Asset Management
Illinois
$28K -$479K -38,941 -94%
TDC
29
Thompson Davis & Co
Virginia
$25K -$60K -4,798 -71%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$17K +$3.76K +301 +28%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$13K +$4.3K +346 +49%
NSIM
32
North Star Investment Management
Illinois
$12K -$1.7K -137 -12%
AWA
33
Acorn Wealth Advisors
Michigan
$9K +$9K +667 New
SPIA
34
Steward Partners Investment Advisory
New York
$8K -$527 -45 -6%
IA
35
IFP Advisors
Florida
$5K -$4.27K -327 -46%
AG
36
Advisor Group
Arizona
$5K – – –
IWM
37
IHT Wealth Management
Illinois
$5K – – –
US Bancorp
38
US Bancorp
Minnesota
$3K – – –
WTC
39
WhitTier Trust Company
Nevada
$2K – – –
Citigroup
40
Citigroup
New York
$2K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$2K +$1.03K +61 +107%
GBT
42
Grove Bank & Trust
Florida
$2K +$2K +135 New
SWM
43
SeaCrest Wealth Management
New York
$2K +$2K +179 New
SWP
44
Stratos Wealth Partners
Ohio
$2K +$2K +191 New
PFBT
45
Parkside Financial Bank & Trust
Missouri
$1K -$2K – –
FWM
46
Focused Wealth Management
New York
$1K – – –
SFG
47
SevenBridge Financial Group
Pennsylvania
$1K +$1K +41 New
MOS
48
MGO One Seven
Ohio
$1K +$1K +65 New
CB
49
Community Bank
New York
$1K +$1K +70 New
IBOK
50
Independence Bank of Kentucky
Kentucky
$1K +$1K +100 New
1
2
3